Director, Technology

Essential Job Functions:

• Process and Operations
• Directly manage and/or influence separate teams focused on delivering high quality results within one or more major technology disciplines: strategy software development operations engineering development services information security and compliance.
• Focus on coordination with internal and external partners to deliver methods procedures practices documents and results to increase reliability and usability of technology while optimizing costs and return on investment.
• Deliver results based upon FINRA annual goals department goals and management requests.
• Direct and coordinate organizations financial and budget activities to fund operations maximize investments and increase efficiency for a program project and/or practice area.
• Provides leadership in technology best practices
• Analyze information and evaluate results to choose the best solutions and solve problems.
• Support the evaluation of new technologies techniques and tools.
• Report status and issues to senior Technology management team.
• Work directly with outside vendors to negotiate services and product agreements
• Serve on as backup to more senior level management as needed.
• Develop constructive and cooperative working relationships with peers both within and outside of Technology and maintain them over time.
• Contribute to the establishment evolution and continued compliance with standard practices and processes within the disciplines.
• Assist with adherence to technology policies and comply with all security controls.
• Ensure all work products meets /exceeds FINRA standards and risks are effectively managed.
• Participate in periodic Disaster Recovery (DR) Business Continuity Planning (BCP) and Sarbanes Oxley (SOX) testing and reporting.
• Resource Management
• Identify and hire resource/skills needed within their organization.
• Responsible for staff performance management and training.
• Coordinate assignment of subordinate staff.

Education/Experience Requirements:

• Bachelors degree in Computer Science Information Systems or related discipline with at least ten (10) years of related experience or equivalent training and / or work experience; Masters degree and past Financial Services industry experience preferred.
• Minimum of 5 years of technical project program and / or practice area oversight.
• Past experience influencing decisions and building conscience across internal and external partners
• Knowledge of business technology and management principles involved in strategic planning organizational change management resource allocation human resources modeling leadership technique and coordination of people and resources.
• Experience must include direct experience in one of the following areas: strategy software development operations engineering development services information security and / or compliance.
• Extensive knowledge of industry leading technology best practices including familiarity with technology methodologies including at least one of ISO-9000 ITIL Agile and iterative.
• Excellent written and verbal technical communication skills.
• Demonstrated ability to develop effective working relationships and leverage those relationships to improve the quality of work products.
• Must be able to identify evaluate and recommend processes tools technologies and / or products to meet business and budgetary requirements.
• Should be well organized thorough and able to handle competing priorities.
• Ability to maintain focus and develop proficiency in new skills rapidly.
• Ability to work in a fast paced environment.

Work Conditions:

• Work is normally performed in an office environment.
• Occasional travel and extended hours may be required.

For work that is performed in CA CO IL Jersey City NJ New York City NY MA MD Washington DC NJ State and NY State please refer to the chart below for the salary range for the corresponding addition to location actual compensation is based on various factors including but not limited to the candidates skill set level of experience education and internal peer compensation comparisons.

CA: Minimum Salary $150600 Maximum Salary $305000

CO*: Minimum Salary $131100 Maximum Salary $254000

IL*: Minimum Salary $144000 Maximum Salary $279500

Jersey City NJ/NYC NY: Minimum Salary $157300 Maximum Salary $305000

MA: Minimum Salary $131100 Maximum Salary $292300

MD/Washington DC: Minimum Salary $150600 Maximum Salary $292300

NJ State: Minimum Salary $144000 Maximum $305000

NY State: Minimum Salary $131100 Maximum Salary $305000

*Including positions performed outside the state but reporting to an office or manager in that state.

Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay ranges so that the candidate can consider their growth potential while at FINRA.

#LI-DNI

To be considered for this position please submit an application. Applications are accepted on an ongoing basis.

The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties responsibilities and qualifications required.

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FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process please contact FINRAs Employee Relations team at 240.386.4865 or by email atPlease note that this process is exclusively for inquiries regarding application accommodations.

Employees may be eligible for a discretionary bonus in addition to base pay. Non-exempt employees are also eligible for overtime pay in accordance with federal state or local law. As part of its dedication to employee wellness FINRA provides comprehensive health dental and vision insurance. Additional insurance includes basic life accidental death and dismemberment supplemental life spouse/domestic partner and dependent life and spouse/domestic partner and dependent accidental death and dismemberment short- and long-term disability long-term care business travel accident disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution tuition reimbursement commuter benefits and other benefits that support employee wellness such as adoption assistance backup family care surrogacy benefits employee assistance and wellness programs.

Time Off and Paid Leave*

FINRA encourages its employees to focus on their health and wellness in many ways including through a generous time-off program of 15 days of paid time off 5 personal days and 9 sick days unless otherwise required by law (all pro-rated in the first year). Additionally we are proud to support our communities by providing two volunteer service days (based on full-time schedule). Other paid leave includes military leave jury duty leave bereavement leave voting and election official leave for federal state or local primary and general elections care of a family member leave (available after 90 days of employment); and childbirth and parental leave (available after 90 days of employment). Full-time employees receive nine paid holidays.

*Based on full-time schedule

Important Information

FINRAs Code of Conduct imposes restrictions on employees investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Codes investment and securities account restrictions and new employees must comply with those investment restrictionsincluding disposing of any security issued by a company on FINRAs Prohibited Company List or obtaining a written waiver from their Executive Vice Presidentby the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.

You can read more about these restrictions here.

As standard practice employees must also execute FINRAs Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the companys policy on nepotism.

Search Firm Representatives

Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.

FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process please contact FINRAs Employee Relations team at 240.386.4865 or by email atPlease note that this process is exclusively for inquiries regarding application accommodations.

All qualified applicants will receive consideration for employment without regard to age citizenship status color disability marital status national origin race religion sex veteran status or any other classification protected by federal state or local laws.

FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.

FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.

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