Distribution Review Officer
Distribution Review Officer
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Job Description
Prudentials purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured for our people customers and partners. We provide a platform for our people to do their best work and make an impact to the business and we support our peoples career ambitions. We pledge to make Prudential a place where you can Connect Grow and Succeed.
The role of the Distribution Review Officer reports to the Lead Distribution Fit & Propriety Reviews. You will be responsible for administering and conducting assessments under the Fit & Proper framework including Reference Checks and Span of Control (SOC).Job Description:
Fitness and Propriety Assessment
- Conduct thorough assessments and provide well-grounded recommendations for new applicants with adverse findings.
- Review representatives under enhanced monitoring to ensure compliance and propriety.
- Offer guidance and support to the business on matters related to Fitness and Propriety Assessment.
Reference Checks and SOC
- Perform thorough reference checks for former representatives ensuring the accuracy of the information gathered
- Review and evaluate requests for SOC deviations to ensure alignment with organizational standards.
Others
- Undertake ad-hoc tasks projects or reviews as directed by Lead Distribution Fit & Propriety Reviews.
Who we are looking for:
Competencies & Personal Traits
- Self-motivated and driven.
- Analytical and attentive to details.
- Basic understanding of the insurance industry and operations.
- Basic knowledge of regulations and industry guidelines applicable to the insurance/financial industry such as Insurance Act Financial Advisers Act (FAA) and its subsidiary regulations Monetary Authority of Singapore (MAS) regulations Central Provident Fund (CPF) Board regulations Life Insurance Association (LIA) guidelines.
Working Experience:
- At least 3-5 years of experience in a compliance role in a financial institution or similar.
- Preferably with experience in dealing with Distribution functions.
- Preferably with proficiency in Microsoft Word Excel and Powerpoint
Professional Qualifications:
- Preferably with Insurance-related certifications (e.g. FLMI (LOMA) CMFAS Module 5 9 9A & Health Insurance).
Education:
- Degree preferably in Business Insurance or Finance related fields.
Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex race age ethnic origin educational social and cultural background marital status pregnancy and maternity religion or belief disability or part-time / fixed-term work or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.
Required Experience:
Unclear Seniority
Employment Type
Full-Time
