AML and Compliance Associate
AML and Compliance Associate
Posted on :
15-06-2025
Employer Active
1 Vacancy
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Share
Send me jobs like this
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Job Description
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best so we are always in search of the best people to join our ever-growing talented team.
Responsibilities
- We are seeking a proactive and detail-orientedCompliance Associateto support the firmsFinancial Crime and wider Complianceactivities. This role will involve assisting with advisory matters investigations training regulatory change monitoring and supporting the delivery of key compliance projects. The ideal candidate will have experience within AML/Financial Crime compliance and a strong understanding of broader regulatory requirements. They will work closely with front office teams the MLRO and the wider Risk and Compliance function to help ensure the firm meets its regulatory obligations and internal standards.
- Support the firms compliance with AML and Financial Crime regulatory requirements and internal policies.
- Act as a first point of escalation for day-to-day queries from advisors within the Financial Crime team.
- Build effective working relationships with front office teams and other internal stakeholders providing credible Financial Crime advice and support.
- Maintain oversight of the firms AML controls assisting with the escalation documentation and resolution of high-risk matters.
- Provide practical financial crime advice to the business under the guidance of senior Financial Crime leadership.
- Assist in reviewing maintaining and enhancing the firms AML policy and procedures framework.
- Perform second-line oversight by reviewing and investigating AML alerts providing feedback and guidance to first-line teams to support effective case resolution. Support the (Deputy) MLRO with internal investigations regulatory reporting (e.g. SARs) and other ad hoc compliance activities.
- Assist in the production analysis and improvement of AML-related management information (MI) and compliance documentation.
- Help implement new AML processes and contribute to the enhancement of existing controls and procedures.
- Investigate and document potential breaches of AML regulations or concerns regarding client activity.
- Conduct investigations into suspicious transactions or unusual client behaviors in collaboration with senior team members.
- Contribute to wider AML compliance activities including training initiatives regulatory submissions internal audits/reviews and project-based work.
Requirements
- You have 3-5 years of experience in an AML compliance role within financial services preferably in a CFD and Spread Betting environment.
- You demonstrate strong knowledge of FCA regulations particularly AML and Financial Crime rules.
- You have previous experience in a similar role and can confidently communicate with both internal and external stakeholders.
- You can take initiative analyse summarize communicate effectively and escalate issues to senior leadership appropriately.
- You can investigate identify issues impacts and trends to propose comprehensive solutions.
- You are proactive well-organised and comfortable managing multiple tasks independently.
- You are a team player who also thrives when working autonomously.
- You are a clear communicator with a professional confident and collaborative approach.
- You are comfortable working in a dynamic environment and can adapt quickly to changing regulatory priorities.
- A degree in Law Finance Economics Criminology or a related field is preferred but not essential.
What you will get in return:
- Competitive Salary:We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
- Work-Life Harmony:Join a company that genuinely cares aboutyou -because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
- Annual Performance Bonus:Your hard work doesnt go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
- Generous Time Off:Need a breather Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
- Employee Referral Program:Love working here Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
- Comprehensive Health & Pension Benefits:From medical insurance to pension plans weve got your back. Plus location-specific benefits andperks!
- Workation Wonderland:Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
- Volunteer Days:Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement propelling your career to new heights!Join a dynamic and rapidly expanding company that values and rewards talent initiative and alongside one of the most brilliant teams in the industry.
Required Experience:
IC
Employment Type
Full Time
Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.
