Employee Compliance Analyst - Analyst
Employee Compliance Analyst - Analyst
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$ 40000 - 62750
1 Vacancy
Job Description
Job Description:
Job Title Employee Compliance Analyst
Corporate Title Analyst
Location Jacksonville FL
Overview
As a member of the Employee Compliance team you will be responsible for monitoring and evaluating employees personal trading accounts and activities to ensure adherence to internal policies and regulatory requirements. You will perform trade reviews with precision uncover potential violations before they escalate and collaborate across Compliance to reinforce risk management. Your sharp analytical skills strong sense of responsibility and commitment to continuous learning will position you as a critical contributor to our organizations compliance culture and long-term success.
What We Offer You
A diverse and inclusive environment that embraces change innovation and collaboration
A hybrid working model allowing for in-office / work from home flexibility generous vacation personal and volunteer days
Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits retirement savings plans parental leave and family building benefits
Educational resources matching gift and volunteer programs
What Youll Do
Review and approve personal employee trading accounts ensuring all requisite documentation is received and maintained
Perform conflict check analysis on employee personal trade requests
Manage and monitor assigned tasks related to late account disclosures declined accounts exception requests and unmatched brokerage accounts
Review the daily surveillance of executed trades in Employee and Employee related personal trading accounts to ensure compliance with the Firms Trading Policies
Maintain a working knowledge of all Employee Compliance Related Policies and Key Operating Procedures
Escalate and communicate clearly both in writing and orally with peers manager and employees regarding issues encountered questions and any violations of policy
Skills Youll Need
Strong interpersonal and communication skills including ability to communicate professionally and effectively while using discretion with sensitive and confidential data across all mediums with staff at all levels
An interest in financial markets and a willingness to learn
Ability to identify escalate and communicate issues to management in an effective and succinct manner
Ability to multi-task on several different assignments/projects meet deadlines and perform well under pressure
Minimum of a Bachelors degree or equivalent work experience
Skills That Will Help You Excel
Skilled with MS Excel and PowerPoint skills (pivot tables experience with large data sets proficient in data manipulation and presentation)
Self-motivated and forward thinking with the ability to see opportunities in challenges
Organized and able to multi-task and appropriately prioritize deliverables
Expectations
It is the Banks expectation that employees hired into this role will work in the Jacksonville office in accordance with the Banks hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion
The salary range for this position in Jacksonville FL is $40000 to $62750. Actual salaries may be based on a number of factors including but not limited to a candidates skill set experience education work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.
Deutsche Bank Benefits
At Deutsche Bank we recognize that our benefit programs have a profound impact on our colleagues. Thats why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves at every stage of life. We provide access to physical emotional and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!
Learn more about your life at Deutsche Bank through the eyes of our current employees: California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Banks California Privacy Notice please email.
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Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive fair and inclusive work environment.
Qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability protected veteran status or other characteristics protected by law. Click these links to viewDeutsche Banks Equal Opportunity Policy Statementand the following notices:EEOC Know Your Rights;Employee Rights and Responsibilities under the Family and Medical Leave Act; andEmployee Polygraph Protection Act.
Required Experience:
IC
Employment Type
Full-Time
