Compliance Associate, Financial Regulatory Affairs
Compliance Associate, Financial Regulatory Affairs
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$ 74200 - 126200
1 Vacancy
Job Description
About Northern Trust:
Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and institutions by remaining true to our enduring principles of service expertise and integrity. With more than 130 years of financial experience and over 22000 partners we serve the worlds most sophisticated clients using leading technology and exceptional service.
Compliance Associate Financial Regulatory Affairs
This Compliance Associate role is responsible for supporting the enhancement of Compliances policy and governance programs.
This roles primary responsibility is to provide project management for the implementation and execution of new processes related to the development of policies and committee governance.
This role will report into the Compliance Governance and Policy Manager.
The key responsibilities of the role include:
Work with the Compliance Department to implement new GRC tools related to policies.
Develop and facilitate centralized governance repository
Manage deliverables with a forward-looking mindset i.e. proactively anticipate any potential issues prevent them and/or work with management to define pragmatic contingency plans.
Project manage policy updates to ensure timely delivery. Escalate and relentlessly pursue resolution of any roadblocks with a clear end-to-end ownership mindset.
Help shape best practices standards and toolkit and strengthen our capabilities around compliance risk.
The required skills and experience for the role Include:
At least 2 years experience in risk management compliance or audit.
Understanding of regulatory compliance and risk related matters.
Demonstrated experience in governance and policy execution or remediation strategy.
Great skills across communication (written and verbal) facilitation interpersonal conflict resolution with the ability to establish credibility and foster excellent working relationships with internal stakeholders.
Comfortable taking the initiative but also capable of recognizing complex problems and comfortable bringing questions to management.
Strong problem-solving skills organizational skills and time management skills.
Proficiency in Microsoft Word Excel and PowerPoint and Governance Risk & Compliance solutions.
#LI-MG1
#Hybrid
Salary Range:
$74200 - 126200 USDSalary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension) health and welfare benefits (medical dental vision spending accounts and disability) paid time off parental and caregiver leave life & accident insurance and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.
Working with Us:
As a Northern Trust partner greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged senior leaders are accessible and you can take pride in working for a company committed to assisting the communities we serve!Join a workplace with a greater purpose.
Wed love to learn more about how your interests and experience could be a fit with one of the worlds most admired and sustainable companies! Build your career with us andapply today.#MadeForGreater
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process please email our HR Service Center at .
We hope youre excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
Required Experience:
IC
Employment Type
Full-Time
