Director, Regulatory Consulting

Kroll is seeking a Director in our Regulatory Consulting practice to our U.S. office.

Day-to-Day Responsibilities:

• Lead Krolls Transaction Reporting service line overseeing a team of subject matter experts delivering regulatory reporting solutions.
• Direct complex transaction reporting reviews implementation and remediation projects for U.S.-based clients with UK and EU regulatory reporting obligations.
• Spearhead the deployment and enhancement of Krolls proprietary RegAnalyze toola diagnostic engine that ensures transaction reporting accuracy under MiFIR and EMIR.
• Leverage deep expertise in RegAnalyzes rules engine tohelp U.S. clients identify and correct reporting errors ensuring compliance with UK and European regulatory standards.
• Guide U.S. financial institutions in establishing robust transaction reporting frameworks as they expand into the UK and EU.
• Provide strategic consulting on MiFIR and EMIR reporting requirements including field-level data logic and validation standards.
• Deliver technical training and develop educational materials tailored to U.S. clients navigating European regulatory regimes.
• Liaise with European regulators and industry bodies to advocate for best practices and ensureKrolls U.S. clients remain aligned with evolving compliance expectations.
• Support business development efforts by identifying opportunities to assist U.S. firms with cross-border regulatory reporting challenges.

Essential Traits:

• One of only three global professionals involved in the development and customization of Krolls RegAnalyze tool.
• Over 11 years of experience with Krolls proprietary systems and methodologies including hands-on expertise in transaction reporting diagnostics.
• Recognized Subject Matter Expert in MiFIR reporting with prior experience at the UK Financial Conduct Authority (FCA).
• Leads Krolls internal and external training programs on MiFIR and EMIR reporting.
• Deep understanding of transaction reporting field logic (204 fields for EMIR 65 for MiFIR) including conditional and mandatory data requirements.
• Proven ability to translate complex European regulatory reporting requirements into actionable strategies for U.S.-based clients.

Additional Essential Traits:

• Over 20 years of experience in financial services including trading compliance and consulting roles.
• Former member of the FCAs Markets Reporting Team.
• Holds a BA from the University of California Davis and multiple regulatory certifications including the CISI Diploma in Regulation and Compliance UK Registered Representative Diploma and MiFIR Advanced Transaction Reporting Diploma.

About Kroll

Join the global leader in risk and financial advisory solutionsKroll. With a nearly century-long legacy we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team One Kroll youll contribute to a collaborative and empowering environment propelling your career to new heights. Ready to build protect restore and maximize our clients value Your journey begins with Kroll.

In order to be considered for a position you must formally apply via .

We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender gender identity race religion color nationality ethnic origin sexual orientation marital status veteran status age or disability.

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