Assistant Director of Compliance
Assistant Director of Compliance
Posted on :
14-07-2025
Employer Active
1 Vacancy
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Job Description
Full-time
Description
Classification: Exempt
Location: Buffalo New York
Reports to: Director of Compliance and Quality Control
Responsibilities:
- Assist with state regulatory and GSE audits and examinations
- Compliance reviews of marketing materials
- Assist with compliance policy reviews and updates as necessary
- Maintain customer complaint log and tracking until resolution
- Maintain and manage vendor management system
- Complete licensing tasks for company and licensed mortgage loan originators
- Assists with new applications recertifications and various tasks involving investors warehouse lenders and insurance companies
- Complete new hire and bi-annual exclusionary list reviews
- Maintain and manage new hire and annual compliance courses for associates
- Complete various quarterly reports for state regulators and warehouse lenders
- Work cooperatively with other departments to advise on compliance matters
- Various compliance projects as deemed necessary
Skills/Abilities:
- Excellent oral and written communication skills
- Ability to work independently and with minimal supervision
- Ability to multi-task stay organized and be detail-oriented
Core Competencies:
- Strong Microsoft Word Excel and PowerPoint skills
- Strong eye for detail commitment to excellence
- Ability to work well under pressure
- Positive Attitude and willingness to help others
- Self-motivated with a strong desire to learn
Requirements
Qualifications/Experience:
- High School degree or equivalent 4-year college degree preferred
- Minimum five years of experience in mortgage lending compliance required
Salary Description
$70000-$80000 - Dependent on Experience
Required Experience:
Director
Employment Type
Full-Time
Key Skills
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