Risk Management AVP

Do you want your voice heard and your actions to count

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 120000 colleagues striving to make a difference for every client organization and community we serve. We stand for our values building long-term relationships serving society and fostering shared and sustainable growth for a better world.

With a vision to be the worlds most trusted financial group its part of our culture to put people first listen to new and diverse ideas and collaborate toward greater innovation speed and agility. This means investing in talent technologies and tools that empower you to own your career.

Join MUFG where being inspired is expected and making a meaningful impact is rewarded.

Updated. See below.

EDUCATION

Degree or equivalent work experience equally preferable.
Degree in business or finance with coursework in areas of operations risk and/or compliance audit.

WORK EXPERIENCE

Solid experience in a risk and control or audit function and compliance required preferably in a financial institution or other highly regulated environment
Demonstrable experience with and knowledge of regulations applicable to the banking and finance industry required
Experience with risk assessment/testing methodologies evaluating the adequacy and efficiency of internal controls and identifying issues resulting from internal and or external compliance examinations
Understanding of financial institution businesses processes products and risk
Experience using Microsoft collaboration and project management tools such as SharePoint Teams and Project
Big Four IT audit experience preferred

RESPONSIBILITIES

Focus primarily on assisting Technology teams with managing responses to internal audit inquiries and other internal audit engagements

Coordinate with MUFGs Regulatory Operations and Affairs Office to understand the requirements of regulatory engagements

• Develop a subject matter expertise of MUFG internal audit issue management
• Develop a subject matter expertise of MUFG regulatory issue management and engagement management procedures
• Assist with MUFG regulatory issue management and engagement management procedures
• Assist across Technology divisions to develop coordinated responses to complex internal audit inquiries (exams and ad hoc requests)
• Provide review and challenge to ensure responses to internal audit inquiries are complete and accurate
• Advise issue remediation project teams on internal audit issue management procedures
• Lead meetings with executives and other key stakeholders to resolve complex internal audit issues
• Provide ongoing assessment of the risk profile through regular monitoring and status reporting of risk issues and initiatives
• Prepare written reports that summarize the objectives scope findings and conclusions for each assigned review
• Conduct iterative review and challenge of assessment results working with appropriate stakeholders across the lines of defense
• Coordinate required meetings reviews and scheduling needs

FUNCTIONAL SKILLS

Experience with internal audit engagements

Experience with regulatory agencies and oversight activities (regulatory examinations etc.) preferred

• Experience with process documentation risk and control assessments and designing/executing risk reporting
• Risk management experience including evaluating the adequacy and efficiency of internal controls and identifying issues
• Understanding of critical domestic and international banking regulations (Reg W Basel II Federal Financial Institutions Examination Council (FFIEC) General Data Protection Regulation (GDPR) etc.) preferred
• Understanding of the regulatory environment and regulations related to risk Office of the Comptroller of the Currency (OCC) and Federal Reserve Board (FRB) expectations preferred

FOUNDATIONAL SKILLS
Communicates effectively
Identifies multiple paths to success using analytical and critical thinking as well as decision-making skills
Exercises sound judgement prioritizes effectively and strives for continuous improvement
Effectively collaborates with colleagues
Leverages available technology to drive efficiency and results
Understands and applies industry trends and best practices
Exhibits optimism resilience flexibility and openness to others ideas
Values learning as a lifelong professional objective
Engages inclusively and with intent
Always acts with integrity
Serving as a trusted advisor
Excellent analytical organizational and conceptual skills
Strong work ethic ability to make decisions and work under tight deadlines; achievement-oriented and takes initiative
Strong project management skills; includes an ability to independently drive work and pragmatically solve problems

The typical base pay range for this role is between $88K $11K depending on job-related knowledge skills experience and location. Additionally our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits retirement plans educational assistance and training programs income replacement for qualified employees with disabilities paid maternity and parental bonding leave and paid vacation sick days and holidays.

MUFG Benefits Summary