Compliance Analyst, Term
Compliance Analyst, Term
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
Do you want your voice heard and your actions to count
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 120000 colleagues striving to make a difference for every client organization and community we serve. We stand for our values building long-term relationships serving society and fostering shared and sustainable growth for a better world.
With a vision to be the worlds most trusted financial group its part of our culture to put people first listen to new and diverse ideas and collaborate toward greater innovation speed and agility. This means investing in talent technologies and tools that empower you to own your career.
Join MUFG where being inspired is expected and making a meaningful impact is rewarded.
The primary responsibility is to execute Core Compliance processes monitoring and reporting activities.
Key Responsibilities:
Regulatory Compliance Management -
- Development of Policies Procedures and perform annual review of existing policies and procedures
- Prepare process work flows and job aids.
- Assist in core compliance activities
- Execute compliance monitoring activities such as Call and Chat monitoring.
- Prepare compliance training materials including preparation of PowerPoint presentations
- Be responsible for implementing FATCA program such as drafts and revises FATCA Compliance Manual and Procedures monitors the FATCA due diligence process submits reportable accounts information to Canada Revenue Agency
- Participate in Compliance Projects to support the overall efforts of the Compliance Team.
Investigations -
- Review watch list filtering alerts to identify instances of Money-laundering Terrorist Financing and violation Sanctions.
- Review transactions Alerts to identify instances of Money-laundering Terrorist Financing and violation Sanctions.
- Monitor Trading department for unusual or suspicious activity including price fixing collusion and insider trading.
- Assist compliance team in KYC reviews.
- Assist compliance team in financial crimes process and controls.
Technical Skills:
- Working knowledge in Microsoft Office
- Logical reasoning and problem-solving skills
- Excellent organizational time management and project management skills
Experience & Abilities:
- 2 years professional experience working in financial services industry
- Solid understanding of financial statements and risks
- Ability to work in a fast-paced environment
Education & Training:
- Bachelors degree
- Nice to have: Certified Anti-Money Laundering Specialist (CAMS) certificate
Required Experience:
IC
Employment Type
Full-Time
