FS/Principal â AUDIT 1st Line of Defense (1LOD) Assurance
FS/Principal â AUDIT 1st Line of Defense (1LOD) Assurance
Posted on :
10-07-2025
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1 Vacancy
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Monthly Salary
Not Disclosed
Salary Not Disclosed
Vacancy
1 Vacancy
Posted on :
10-07-2025
Job Description
Position: 1stLine of Defense (1LOD) Assurance
Are you passionate about building and enhancing frameworks for the assurance functions (1LOD) within a bank to drive cost efficiency and operational excellence
Do you love to see how an Audit function can be made interesting with new tools and technologies
Are you someone eager to apply your expertise in audit function and manage assurance programs
At Infosys Consulting we help organizations unlock efficiency and intelligence in risk and compliance. If youre ready to be part of this transformation we want to hear from you!
About the Role
As a Principal you will lead and manage delivery of engagements being responsible for quality budget and staffing working closely with senior client stakeholders to develop anti-fraud strategies to enhance their fraud risk management programs. You will contribute to the firms development by guiding and mentoring teams and sharing knowledge. You will be recognized as an expert in your respective domain and contribute to advancing Infosys Consultings thought leadership in the industry.
Role expects you to
Practice Development
People Management
Basic Qualifications
About Us:
Infosys Consulting is the global management and technology consulting practice of Infosys a global leader in technology services and consulting. We combine the power of time-tested methodologies people-driven innovation and disruptive technology to enable leaders of the worlds top brands pursue a path of smart transformation. Together with our clients internal and external partners we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
Ability to design and implement end-to-end solutions at scale
A flat organization structure with direct access to our senior-most leaders
An entrepreneurial environment full of bright highly motivated consultants
Opportunities for motivated consultants to impact local communities
The ability to design your career and drive your professional learning and development
A truly global culture
Along with competitive pay as a full-time Infosys employee you are also eligible for the following benefits:
Candidates authorized to work for any employer in the United States without employer-based visa sponsorship are welcome to apply. Infosys is unable to provide immigration sponsorship for this role at this time
Infosys Consulting is the global management and technology consulting practice of Infosys a global leader in technology services and consulting. We combine the power of time-tested methodologies people-driven innovation and disruptive technology to enable leaders of the worlds top brands pursue a path of smart transformation. Together with our clients internal and external partners we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
Ability to design and implement end-to-end solutions at scale
A flat organization structure with direct access to our senior-most leaders
An entrepreneurial environment full of bright highly motivated consultants
Opportunities for motivated consultants to impact local communities
The ability to design your career and drive your professional learning and development
A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta Boston Chicago Dallas Houston New York Seattle and Palo Alto.
Visit for more information.
Infosys provides equal employment opportunities to applicants and employees without regard to race; color; sex; gender identity; sexual orientation; religious practices and observances; national origin; pregnancy childbirth or related medical conditions; status as a protected veteran or spouse/family member of a protected veteran; or disability.
Are you passionate about building and enhancing frameworks for the assurance functions (1LOD) within a bank to drive cost efficiency and operational excellence
Do you love to see how an Audit function can be made interesting with new tools and technologies
Are you someone eager to apply your expertise in audit function and manage assurance programs
At Infosys Consulting we help organizations unlock efficiency and intelligence in risk and compliance. If youre ready to be part of this transformation we want to hear from you!
About the Role
As a Principal you will lead and manage delivery of engagements being responsible for quality budget and staffing working closely with senior client stakeholders to develop anti-fraud strategies to enhance their fraud risk management programs. You will contribute to the firms development by guiding and mentoring teams and sharing knowledge. You will be recognized as an expert in your respective domain and contribute to advancing Infosys Consultings thought leadership in the industry.
Role expects you to
- Familiarity with audit methodologies and best practices including risk assessment control testing and substantive procedures.
- Play a critical role in advising clients on enhancement of assurance frameworks for 1LOD within financial services organizations.
- Gather and analyze key regulatory requirements and processes to design and develop effective data and process maps that meet the audit reporting needs
- Conduct interviews/workshops with subject matter experts and process owners to elicit and document assurance requirements.
- Manage performance of audit work and document working papers with audit management
- Work with the business to develop and implement continuous assurance processes
- Prepare and summarize audit reports for stakeholders whilst making long-lasting collaborative relationships
- Participate in the execution of high-value audits ensuring key controls and design efficiency are adequately implemented and identifying inefficiencies whilst making recommendations for improvement
- Familiarity with internal control frameworks like COSO and the ability to design and monitor controls effectively.
- Apply working experience on change initiatives related to key regulations (e.g. CCAR BCBS 239 CCPA MIFID) to improve 1LOD effectiveness.
- Understand key regulatory directives issued by U.S. financial oversight bodies (e.g. Fed OCC FINRA) to identify processes impacted by specific regulations.
- Define workflow management and enterprise-wide reporting requirements for compliance reports.
- Collaborate with clients to define long-term vision goals and strategies related to assurance in regulatory reporting.
- Advise clients on best practices for integrating assurance into their operational processes.
- Collaborate with client functions (Operations Compliance Risk) to assess the impact of regulations on existing policies and controls.
- Manage end-to-end project execution while proactively identifying issues and recommending remediation strategies.
- Engage with Regulators and Internal Audit to explain results and methodologies employed for report generation.
Practice Development
- Provide insights on new and emerging frameworks/technologies best practices and contribute to the development of service offerings
- Work with other practice members to support Infosys Consulting thought leadership activities and develop innovative assets including differentiated points of view and methodologies
- Build social networks that enable knowledge and information flow and stay abreast of developments in GRC expertise areas
- Prepare thought papers and participate in industry conferences and forums
- Contribute to practice growth and vitality through roles such as recruitment training and retention
People Management
- Coach and develop junior team members to deliver quality results and promote professional development
- Participate in and contribute to practice training activities
Basic Qualifications
- Strong understanding of risk and controls frameworks and compliance standards
- Excellent communication reporting and stakeholder management skills.
- Ability to identify key risks and controls for better audit planning and execution
- Bachelors degree or foreign equivalent required; MBA or advanced degree preferred.
- 7 years of experience in Financial Services with at least 4 years of experience in GRC or Operational Risk or Internal Controls.
- Building strong relationships with clients understanding their business needs and managing expectations throughout the audit process.
- Advanced presentation and interviewing skills with experience facilitating meetings and leading workshops.
- Excellent writing skills with the ability to write Business Requirements Documents (BRDs) and PowerPoint presentations.
- MBA or equivalent advanced degree Industry recognized certifications like GRCP CGRC etc.
- Experience of leading programs where stakeholder engagement is a key requisite to achieving successful program/project delivery
- Experience playing roles in the intersection of business and technology implementing GRC solutions in the FS space will be an added advantage.
- Proven ability to deliver under tight deadlines and challenging constraints
- Ability to collaborate within the firm and leverage existing resources
- Demonstrate thought leadership ability to conceptualize and drive new solution / service offerings and take them to market
- Ability and willingness to work as part of a cross-cultural team including flexibility to support multiple time zones when necessary
About Us:
Infosys Consulting is the global management and technology consulting practice of Infosys a global leader in technology services and consulting. We combine the power of time-tested methodologies people-driven innovation and disruptive technology to enable leaders of the worlds top brands pursue a path of smart transformation. Together with our clients internal and external partners we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
Ability to design and implement end-to-end solutions at scale
A flat organization structure with direct access to our senior-most leaders
An entrepreneurial environment full of bright highly motivated consultants
Opportunities for motivated consultants to impact local communities
The ability to design your career and drive your professional learning and development
A truly global culture
Along with competitive pay as a full-time Infosys employee you are also eligible for the following benefits:
- Medical/Dental/Vision/Life Insurance
- Long-term/Short-term Disability
- Health and Dependent Care Reimbursement Accounts
- Insurance (Accident Critical Illness Hospital Indemnity Legal)
- 401(k) plan and contributions dependent on salary level
- Paid holidays plus Paid Time Off
Candidates authorized to work for any employer in the United States without employer-based visa sponsorship are welcome to apply. Infosys is unable to provide immigration sponsorship for this role at this time
Infosys Consulting is the global management and technology consulting practice of Infosys a global leader in technology services and consulting. We combine the power of time-tested methodologies people-driven innovation and disruptive technology to enable leaders of the worlds top brands pursue a path of smart transformation. Together with our clients internal and external partners we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
Ability to design and implement end-to-end solutions at scale
A flat organization structure with direct access to our senior-most leaders
An entrepreneurial environment full of bright highly motivated consultants
Opportunities for motivated consultants to impact local communities
The ability to design your career and drive your professional learning and development
A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta Boston Chicago Dallas Houston New York Seattle and Palo Alto.
Visit for more information.
Infosys provides equal employment opportunities to applicants and employees without regard to race; color; sex; gender identity; sexual orientation; religious practices and observances; national origin; pregnancy childbirth or related medical conditions; status as a protected veteran or spouse/family member of a protected veteran; or disability.
Required Experience:
Staff IC
Employment Type
Full Time
Key Skills
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