Compliance - Employee Conduct Senior Officer - Associate
Compliance - Employee Conduct Senior Officer - Associate
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$ 90250 - 134000
1 Vacancy
Job Description
Bring your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box challenging the status quo and striving to be best-in-class.
As an Employee Conduct Senior Associate supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement (GE) teams you will play a crucial role in maintaining a robust compliance framework to ensure adherence to U.S. pay-to-play laws and global anti-bribery and anti-corruption laws. You will be focused on political contributions compliance and providing support to GACCs Anything of Value program. Additionally you will support the firms global Anti-Corruption and Government Engagement programs which are designed to manage and mitigate corruption risk and assist the firm and its employees in complying with U.S. pay-to-play laws and global anti-bribery and anti-corruption laws. You will be a part of the firms Global Employee Compliance and Conduct organization providing compliance coverage in relation to key employee-related regulatory and compliance risks such as Anti-Corruption Antitrust Code of Conduct Licensing and Registration and Personal Account Dealing. This role will require you to be a strategic thinker and problem solver who is not afraid to challenge the status quo.
Job Responsibilities
- Provide subject matter expertise and disposition pre-clearance requests with respect to U.S. federal state and local political contributions.
- Perform governance responsibilities including policy and procedure development review enhancement changes and oversight related to political contributions/activities.
- Assist with managing the framework around identifying the firms population of employees subject to rules related to political contributions/activity.
- Assist in political contribution-related technology initiatives including automation testing and data analysis.
- Review potential breaches to applicable policies and the political contribution control framework and escalate in accordance with established violation frameworks.
- Provide subject matter expertise and disposition requests with respect to Anything of Value including gifts entertainment charitable contributions and sponsorships.
- Contribute to the development of training and communication including delivering in-person training.
- Assist with identification and management of anti-corruption related reports and metrics.
- Assist in internal and external audits exams and inquiries.
- Develop and create PowerPoint presentations to update compliance management on issues related to the program risks and controls.
Required qualifications capabilities and skills
- Bachelors degree or equivalent work experience.
- 3 years of experience in compliance legal/regulatory or risk positions with familiarity with pay-to-play laws/regulations.
- Strong project management skills with demonstrated success in driving complex projects to completion.
- Must be familiar with industry best practices and able to exercise a high degree of independent risk-based decision-making autonomy and sound judgment.
- Keen attention to detail with the ability to identify and address compliance issues effectively.
- Collaborative and energetic team player committed to a positive team environment.
- Excellent written and verbal communication skills with the ability to present findings persuasively.
Preferred qualifications capabilities and skills
- J.D. degree is preferred
Required Experience:
Senior IC
Employment Type
Full-Time
