Compliance Risk Management - Associate/ Vice President
Compliance Risk Management - Associate/ Vice President
Posted on :
25-06-2025
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1 Vacancy
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Job Description
Description
Exciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.
Job summary:
As the Compliance Risk Management Associate/ Vice President in the Compliance team you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.
Job responsibilities:
- Responsible for implementation of compliance framework for JPMSI.
- Act as the Principal officer for JPMSI which includes AML/KYC coverage.
- Responsible for regulatory advisory to the business/operations teams and other stakeholders.
- Evaluate compliance with relevant regulations identify issues assess the impact of new / amended regulations and work with business management to help them implement the same.
- Provide updates to the board on regulatory developments.
- Engage with RBI SSM team for inspection and other RFIs and co-ordinate with internal stakeholders for providing data/information as sought by RBI.
- Review policies pertaining to JPMSI based on regulatory changes / requirements.
- Work with various regional teams and provide them with necessary updates regarding local regulations.
- Represent compliance on LE governance forums.
Required qualifications capabilities and skills:
- Minimum 8-10 years of related experience in Compliance field.
Preferred qualifications capabilities and skills:
- Chartered Accountant Masters degree Company Secretaryor other closely related professional qualification will be beneficial.
- Experience of India AML / KYC regulatory requirements is an advantage.
- Interactions with regulators and industry bodies is an advantage.
Competencies:
- Ability todevelop and maintain productive relationships with key internal stakeholders across all levels;
- A solution driven approach with exemplary problem solving skills;
- Ability to prioritize;
- Ability to work effectively alone and as part of a team at a local and regional level;
- Good analytical ability;
- Excellent written and verbal communication skills.
Required Experience:
Chief
Employment Type
Full-Time
Department / Functional Area
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