Portfolio Compliance Analyst
Portfolio Compliance Analyst
Posted on :
15-06-2025
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1 Vacancy
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Job Description
Portfolio Compliance Analyst
Connor Clark & Lunn India Private Limited
Gurugram India
We are looking for aPortfolio Compliance Analystto join our Portfolio Compliance Team at Connor Clark & Lunn Financial Group in Gurugram India. Compliance plays a critical role in the investment process and in this position you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!
What You Will Do:
Key responsibilities include:
Gurugram India
We are looking for aPortfolio Compliance Analystto join our Portfolio Compliance Team at Connor Clark & Lunn Financial Group in Gurugram India. Compliance plays a critical role in the investment process and in this position you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!
What You Will Do:
Key responsibilities include:
- Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates global regulations industry best practices and firm wide guidelines.
- Using FundApps to monitor and report beneficial ownership short selling and takeover panel disclosures.
- Preparing compliance certificates and compliance reports either internally for managers or externally for clients and regulators.
- Working with various business groups within the company (portfolio management operations legal). You will be answering their compliance related questions and helping resolving issues.
- Maintaining and continuously improving portfolio compliance related procedures and controls.
- Taking a lead role in projects that vary in scope and size.
- Although this is not a people management role you will be providing guidance instruction and direction to compliance analysts on the team.
About You:
We are looking for a candidate that demonstrates:
- A Passion for Compliance You have five years or more experience in Asset Management performing a compliance related function.
- Risk Intelligent Mindset You have a solid understanding of portfolio compliance and its role within a broader risk management framework.
- A Passion for Operational Excellence You display a professional attitude where attention to detail accuracy and timeliness are critical success factors in achieving your goals and objectives.
- Critical Thinking You possess an analytical mindset and like to solve problems.
- Curiosity You are inquisitive and are not afraid to ask questions.
- Collaborative Communication You communicate effectively and have a collaborative sprit that helps you to work well with others.
- Project Management You have strong project management skills.
- Organization- You are organized and can manage multiple tasks and interruptions.
- Technology Savvy You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River experience is an asset.
About Connor Clark & Lunn Financial Group
At Connor Clark & Lunn Financial Group we understand the value of opportunity for our clients and our team. Independent and employee-owned we partner with investment professionals to grow successful asset management businesses giving them the space to innovate and truly make an impact.
With more than 40 years of history and offices across Canada and in the US the UK and India CC&L Financial Group and our multi-boutique family of affiliate firms collectively manage over $139 billion in assets providing a diverse range of traditional and alternative investment products and solutions to institutional high-net-worth and retail clients.
For a closer look at how you can build your career with us we invite you to explore .
CC&L is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender ethnicity religion sexual orientation or expression disability or age.
To apply for this position please submit your resume and cover letter as one PDF. We thank all applicants in advance for their interest but only those candidates shortlisted for interviews will be contacted.No telephone calls or recruitment agencies will be accepted.
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Required Experience:
IC
Employment Type
Full Time
Key Skills
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