Compliance Officer â Bank Holding Company Controls Monitoring Reviewer - Analyst
Compliance Officer â Bank Holding Company Controls Monitoring Reviewer - Analyst
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$ 48000 - 68800
1 Vacancy
Job Description
Job Description:
Job Title Compliance Officer Bank Holding Company Controls Monitoring Reviewer
Corporate Title Analyst
Location Jacksonville Florida
Overview
The Bank Holding Compliance team is responsible for the development and maintenance of the Compliance Framework for Deutsche Banks Combined U.S. Operations (DB CUSO) and associated bank/ bank holding company policies and compliance programs. The BHC team supports the US Compliance Monitoring Program (US CMP) as part of that framework. This professional will focus on providing support for an expanded approach to US CMP a program that reviews (monitors) the adequacy of existing controls for the population of US Compliance risk related rules creates and executes monitoring approach documents and reporting and will adapt current processes as the program matures and enhanced toolsets are adopted. The Monitoring team must work closely with the Global Compliance Monitoring- Compliance Testing & Assurance team for alignment leveraging of toolsets and approaches and possible resource alignment longer term.
What We Offer You
A diverse and inclusive environment that embraces change innovation and collaboration
A hybrid working model allowing for in-office / work from home flexibility generous vacation personal and volunteer days
Employee Resource Groups that support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits retirement savings plans parental leave and family building benefits
Educational resources matching gift and volunteer programs
What Youll Do
Perform monitoring reviews of compliance with controls that are mapped to Compliance US laws rules and regulations and create reports in a required monitoring template
The candidate must be able to read understand and apply complex banking regulations to businesses that operate across different regulators and multiple Deutsche Bank US legal entities
Skills Youll Need
Bachelors degree or equivalent; regulatory audit and/or testing experience a plus
Experience in a large financial institution with multiple businesses and divisions and multiple locations including but not limited to US offices and global office locations
Knowledge of bank and/or securities regulations in a large financial services firm helpful
Audit or testing SME knowledge to create and perform monitoring reviews specific to Compliance risk managed rules and regulations
Proficiency to work with Excel Word PowerPoint and SharePoint and workflow tools
Skills That Will Help You Excel
Experience working in compliance in a financial institution
Understanding of compliance regulation risks and internal controls with a specific focus on US regulations
Functional knowledge of Financial Industry Regulatory Authority (FINRA) Securities and Exchange Commission (SEC) broker dealer regulations and other relevant bank regulations
Strong written and verbal communication and presentation skills with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance the Business and other infrastructure functions
Action-oriented and delivery focused with a disciplined approach and an ability to be proactive work under pressure and within tight deadlines while maintaining accuracy showing initiative and reacting quickly to changes in priorities Ability to project confidence and professionalism in dealings with senior business personnel
Expectations
It is the Banks expectation that employees hired into this role will work in the Jacksonville Florida office in accordance with the Banks hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in Jacksonville is $48000 to $ salaries may be based on a number of factors including but not limited to a candidates skill set experience education work location and other salary ranges do not include incentive compensation or any other type of remuneration.
Deutsche Bank Benefits
At Deutsche Bank we recognize that our benefit programs have a profound impact on our colleagues. Thats why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves at every stage of life. We provide access to physical emotional and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!
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Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive fair and inclusive work environment.
Qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability protected veteran status or other characteristics protected by law. Click these links to viewDeutsche Banks Equal Opportunity Policy Statementand the following notices:EEOC Know Your Rights;Employee Rights and Responsibilities under the Family and Medical Leave Act; andEmployee Polygraph Protection Act.
Required Experience:
IC
Employment Type
Full-Time
