CIB TCOE – Global Banking Controls Testing Lead, Executive Director

As the CIB Global Banking Controls Testing Lead you will oversee a global team dedicated to executing diverse testing techniques that ensure adherence to laws rules and regulations. You will conduct end-to-end process execution reviews and evaluate control design and performance providing critical insights to maintain a robust risk and control environment.

You will work closely with partners across Risk Management Compliance Operational Risk and Control Management offering valuable insights and opportunities to business owners to support their business delivery. Your leadership will be pivotal in advancing the Firms Risk and Control framework leveraging shared best practices and innovative processes and tools.

Reporting to the Global Head of the Testing Center of Excellence (TCOE) for Commercial & Investment Bank (CIB) you will be part of a newly formed firmwide organization that brings together regulatory process and control expertise from across the globe. Join us in our commitment to excellence and make a significant impact on our firms future.

Job Responsibilities

• Lead the testing team effort in assessing and monitoring compliance and operational risks ensuring compliance with firm standards regulatory requirements and industry best practices.
• Lead and develop the Global Banking TCOE team and deliver testing plan.
• Partners with key stakeholders in Business units to perform control evaluations monitoring and testing efforts across multiple business groups technology domains and operational functions to identify control gaps as well as opportunities for effectiveness and efficiency improvements.
• Recruit develop and retain top risk and control talent.
• Guide team in execution of risk-based control testing and substantive reviews.
• Provide coaching and mentorship to a global team of professionals serving as leader to the organization.
• Collaborating with other business testing leads to ensure consistency and identify integration points.
• Navigate regulatory and compliance landscape when defining assessment approach and strategy; ensure compliance assessment requirements across a complex regulatory environment are addressed through testing results.
• Participate in TCOE improvements and transformation as the organization develops and matures during its early stages.
• Management of budget and headcount to ensure efficient delivery of quality results.

Required Qualifications

• Solid knowledge and experience in Investment Banking Corporate Banking Commercial Banking and Wholesale Lending end-to-end business processes and controls.
• Solid experience or equivalent expertise in risk management audit compliance control management or a related field with a strong understanding of industry standards.
• Sound proficiency in the Corporate and Investment Bank (CIB) industry.
• Proven track record in managing compliance risk and controls at a senior level across multiple locations/regions.
• Experience in leading geographically diverse teams with a range of levels.
• Proven stakeholder management and ability to influence and drive at a senior executive level.
• Demonstrated ability to analyze complex issues develop and implement risk mitigation strategies and effectively communicate recommendations based on regulatory guidance and standards.
• Expertise in working with large sets of data and information to drive informed decisions.
• Demonstrated knowledge of risk management frameworks regulations and industry best practices
• Ability to effectively provide team guidance and set clear direction to manage competing priorities while driving focus on targeted execution.

Preferred Qualifications

• Experience in audit compliance or control management
• Data analytical tools such as Tableau Altryx or Python
• Certified Compliance & Ethics Professional (CCEP) Certified Regulatory Compliance Manager (CRCM) Certified Risk & Compliance Management Professional (CRCMP) or similar risk certifications.