KYC Audit and Exam Associate
KYC Audit and Exam Associate
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Job Description
Join the fastpaced and dynamic EMEA Client Operations team as KYC Audit and Exam Associate!
As a KYC Audit and Exams Associate in Client Operations team you will lead exams in relation toKYC AML and Regulatory risk. You will be required to ensure there isadequate oversight and controls for the departments will partner closely with key Business and Operations teams Compliance Legal Internal Audit External Regulators and Senior Management to mitigate riskin a proactive a successful candidate you will have strongstakeholder management experience and ability to influence at senior levels as well as a deep understanding of Regulatory and Audit environment in Financial Services.
Job Responsibilities
- Partakes in engagements across a range of specialist areas including AML/KYC Regulatory engagements Internal audits and Issue management.
- Assists in mitigating and escalating all risks (operational reputational financial regulatory etc.) that may impact on EMEA Client Onboarding.
- Assists in developing an appropriate risk culture across the Client Onboarding team and key partners.
- Assists in issue management through proactive management of Action Plans including analysis of solutions plan proposal oversight of plan tasks validation manage chain of approvals and closure.
- Controls design and implementation: process modelling risk identification solution design & implementation.
- Identifies the root cause of control breaks and implementing effective corrective actions
- Identifies and addressing emerging risks.
- Maintains strong working relationships with key business stakeholders including Compliance Control Management Business Management Product & Platform and Technology on fulfilling responsibilities ofthe risk team in EMEA.
Required Qualifications Capabilities and Skills
- Experience in the financial services industry with demonstrated knowledge of AML/KYC and Economic Sanctions.
- Ability to deal with ambiguity and uncertainty.
- Proven track record of consistent delivery in a fastpaced environment.
- Strong analytical and organizational skills with a problemsolver mindset.
- Enthusiastic selfmotivated effective under pressure and with a strong sense of ownership and accountability.
- Excellent communication skills with the ability to present complex issues to key stakeholders.
- Ability to work effectively in a team environment and to adapt to a rapidly changing environment.
- Excellent working knowledge of MS Excel (pivot tables vlookups etc.) PowerPoint Word and Visio.
- Fluency in English.
Preferred Qualifications Capabilities and Skills
- Background in controls audit operational risk legal or compliance preferred.
- Knowledge of Alteryx is an advantage.
- Fluency in other languages are advantageous.
Required Experience:
IC
Employment Type
Full-Time
