Analyst, Regulatory Consulting

Our Financial Services Compliance and Regulation (FSCR) practice help firms to build manage and protect their business in an everchanging regulatory environment. Our multidisciplinary team assists with and advises on the design development implementation and remediation of regulatory compliance governance and risk programs. We also provide global registration/authorisation assistance regulatory advice investigations and regulators and commission reviews M&A regulatory and operational due diligence risk management compliance secondments and a regulatory host to allow startups to achieve rapid launch whilst maintaining compliance. We focus on a range of matters including financial crime compliance risk management prudential matters compliance monitoring and regulatory reporting. Projects can be large oneoff engagements or ongoing retained services.

As an Analyst in our FSCR practice you will develop a detailed knowledge of both UK and US regulatory requirements and gain exposure a wide range of financial services firms. Come aboard and become a key player in supporting our clients!

Navigating Responsibilities:

• Participate in a range of regulatory projects which may include financial crime/AML advisory projects compliance risk management and governance reviews skilled person reviews regulatory due diligence reviews and more
• Support our retained clients through compliance monitoring visits creating client reports and advising firms how regulations apply to and impact their business
• Assisting in the submission of regulatory applications to the FCA SEC and CFTC
• Onboarding clients to our regulatory hosting business through review of their business models and undertaking background checks
• Conduct research and draft advice on UK and other applicable regulations
• Support with management of daytoday client relationships and project management activities
• Training in regulations applicable to the UK regulatory environment and more globally when required
• Developing and tailoring compliance manuals and other compliance documentation for clients
• Establishing clients compliance infrastructure
• Potential for secondments and project work with clients
• Managing internal regulatory reporting schedules
• Attendance at internal and external seminars developing you networking skills

The Ideal Candidate:

• Minimum 2.1 degree from a top university ideally in a related degree such as economics business studies law etc.
• A clear and demonstrable interest in/awareness of current issues facing the financial services industry
• Strong oral and written communication skills with experience presenting
• Collaborative and cooperative working style with the ability to work within a range of team sizes
• Enthusiasm drive and flexibility
• Ability to prioritise and juggle conflicting tasks successfully responding positively to pressure
• Strong diligent work ethic and attention to detail and judgement focused decision making
• Intellectually rigorous and curious with a demonstrated growth mindset
• A customerfocused mindset willing to understand and deliver on client needs

About Kroll

Join the global leader in risk and financial advisory solutionsKroll. With a nearly centurylong legacy we blend trusted expertise with cuttingedge technology to navigate and redefine industry complexities. As a part of One Team One Kroll youll contribute to a collaborative and empowering environment propelling your career to new heights. Ready to build protect restore and maximize our clients value Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity and recruits people based on merit.

In order to be considered for a position you must formally apply via .