New York Internal Audit & Financial Advisory (Financial Services) Senior Consultant

Where We Need You:

Protiviti is looking for an Internal Audit & Financial Advisory Senior Consultant to join our growing Financial Services team.

Protivitis Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risksensitive regulatory compliant well controlled and enabled by leading technologies.

What You Can Expect:

As a Senior Consultant you will be a mentor trainer and coach to Interns and Consultants as you facilitate the successful completion of project work plans. Youll identify areas of risk and opportunities to increase efficiency. Youll strengthen relationships and deepen your abilities to communicate gain trust and network with client personnel and professional associates. At the direction of Managers you may accept responsibility for decisionmaking in areas including establishing project scope and work plans project staffing preparation of deliverables and application of methodologies.By focusing on clients and engagements in the financial services industry youll partner with highly regulated clients and deepen your understanding of financial services regulations.

What Will Help You Be Successful:

• You enjoy identifying areas of business and process risk and opportunities to improve efficiency increase performance and help clients manage risk.

• You are motivated to learn and interested in all things related to internal audit and business processes including the latest trends and developments.

• You are passionate about building relationships with clients and providing clients with exceptional experiences.

• You have an inherent interest in project management and team leadership.

• You contribute to a positive team culture that fosters open communication among all engagement team members.

• You create development opportunities for others and ways for your team to improve our clients and communities.

• You have interest in working with a diverse portfolio of clients across the financial services industry.

Do Your Talents Include the Following

Experience with or understanding of:

• Audit methodologies and developing important internal audit deliverables including process flows work programs audit reports and control summaries.

• Risk and control programs.

• Business processes such as Accounts Payable Accounts Receivable Inventory Revenue with knowledge of accounting operations and/or financial frameworks.

• Commonly used International Professional Practices Framework including COSO and PCAOB.

• SarbanesOxley Act provisions and methodologies for achieving compliance.

• The Institute of Internal Auditors (IIAs) code of ethics and compliance requirements.

• Financial services industry regulations and handson industry knowledge.

• Evaluating summarizing organizing and interpreting data.

• Establishing and cultivating business relationships and a professional network.

• Ability to translate and communicate risk topics and audit issues to client personnel including executives.

• Supervisory experience of teams including mentoring oversight and review of work coordination across teams and understanding how to motivate.

• Experience performing documentation of findings and summarizing recommendations.

Your Educational and Professional Qualifications:

• Bachelors degree in a relevant discipline (e.g. Accounting Finance or businessrelated field).

• 2 years working in internal audit consulting assurance services risk and control programs or related field either in professional services or within the financial services industry.

• Proficiency in Microsoft Office suite applications with specific emphasis on Word Excel and PowerPoint. Secondary emphasis on Visio and Access.

• Professional Certification such as CPA CIA or similar preferred.