Analyst, Compliance Consulting
Analyst, Compliance Consulting
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Job Description
Kroll is looking for an Analyst to join our Financial Services Compliance and Regulation practice in assisting asset managers PE firms investment firms and other regulated financial services clients to obtain initial authorisations or registrations and conduct audits and independent reviews. Our team also provide ongoing outsourced compliance support and regulatory advice to help navigate the rapidly changing regulatory landscape.
NAVIGATING RESPONSIBILITIES:
Within Financial Services Compliance and Regulation (FSCR) Paris you will be:
- Implementing specific compliance solutions for several types of regulated financial institutions (Hedge funds private equity firms wealth managers traditional and alternative fund managers brokers investment advisors custodians) including the preparation of:
- compliance manuals policies and procedures;
- compliance monitoring programmes;
- risk assessments; and
- regulatory reporting.
- Assessing compliance with regulatory requirements and carrying out compliance checks;
- Assisting financial institutions in obtaining ACPR and AMF licenses;
- Elaborating mission summaries compliance and audit reports;
- Managing daily interactions with the retained clients portfolio;
- Communicating with national and international competent authorities as well as professional trade bodies in the financial sector;
- Preparing commercial offers and responses to invitations to tender;
- Preparing training materials for clients;
- Ensuring proactive regulatory watch by publishing quarterly updates and real time regulatory alerts; and
- Developing and updating the internal tools of FSCR France.
ESSENTIAL TRAITS:
- Bac5 education (business school engineering school or University);
- Knowledge of the regulations applicable to asset management investment firms and banks;
- A highly developed sense of customer service.
- Teamoriented resourceful strong interest in business finance and compliance;
- Strong communication and writing skills in French and English;
- Excellent time management and ability to work under pressure; and
- Independent disciplined and ability to work on several projects simultaneously.
Life at Kroll:
- Kroll offers a hybrid working environment with offices in the heart of Paris (quartier de lOpera).
- International exposure and work with colleagues from all over the world
- Internal training session and opportunities for external professional certifications
- Team building events
Remuneration
Competitive entrylevel salaries
About Kroll:
Join the global leader in risk and financial advisory solutionsKroll. With a nearly centurylong legacy we blend trusted expertise with cuttingedge technology to navigate and redefine industry complexities. As a part of One Team One Kroll youll contribute to a collaborative and empowering environment propelling your career to new heights. Ready to build protect restore and maximize our clients value Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity and recruits people based on merit.
In order to be considered for a position you must formally apply via
#LIIC1
#LIHybrid
Required Experience:
IC
Employment Type
Full-Time
