Senior Compliance Tester
Senior Compliance Tester
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$ 67000 - 113000
1 Vacancy
Job Description
Discover. A brighter future.
With us youll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win We Get Better Every Day & We Succeed Together. And we mean it we want you to grow and make a difference at one of the worlds leading digital banking and payments value what makes you unique so that you have an opportunity to shine.
Come build your future while being the reason millions of people find a brighter financial future with Discover.
Job Description:
What Youll Do
Executes testing across DFS business units for adherence to Federal and State regulatory requirements and assists the manager in leading the Compliance Review. Actively manages and escalates risk and customerimpacting issues within the daytoday role to management.
How Youll Do It
Inspects documents records disclosures systems and reports to verify compliance and identify trends or weaknesses in DFS business processes.
Brings issues to attention of compliance and business management.
Evaluates business policy procedure training and processes with respect to regulatory requirements.
Executes enterprisewide compliance testing program.
Compiles and maintains work papers and supporting documentation of tests and findings.
Monitors and tests business action plans established to correct deficiencies.
Qualifications Youll Need
The Basics:
Bachelors degree in Business Administration and Management Finance Law or related field.
4 years of Compliance Financial Services Risk and/or BSA/AML experience.
In Lieu of Education 6 years of Testing Quality Assurance and/or Audit experience.
Physical and Cognitive Requirements
The physical requirements described here are representative of those that must be met by an employee to successfully perform the essential functions of this position. Reasonable accommodations may be made to enable a qualified individual with disabilities to perform the essential functions of the position as required by federal state and local laws:
Primarily remain in a stationary position.
Occasionally move about the work environment to complete the major responsibilities of the job.
Ability to transport physical objects up to 10 pounds (5 kg).
Primarily performed indoors in an office setting.
Ability to operate office equipment such as but not limited to computer telephone printer and calculator.
Bonus Points If You Have:
6 years of Testing Quality Assurance and/or Audit experience.
4 years:
Models champions and reinforces a risk culture of compliance and
transparency.
Applies general understanding of risk identification and assessment
processes tools and techniques to provide oversight and challenge
to risk measurement activities.
Demonstrates knowledge and understanding of compliance laws
and regulations.
Demonstrates knowledge of the Compliance Management System
components related to:
Policies and procedures and clear communication of intended
procedural expectations and process.
Governance and reporting processes that provides a mechanism
to identify manage and escalate risks according to the
organizations risk appetite.
Evaluation of and/or challenges processes new/existing products
or services regulatory changes customer communications and/or
technologies to ensure Compliance risks are identified and mitigated.
Identification and escalation of compliance risk management issues
in a timely and effective manner including ability to manage
monitor and report on issues and development of action plans.
Risk monitoring and testing activities to determine whether
regulatory requirements are being adhered to and/or Controls are
operating effectively.
Identification of regulatory risks and adequate risk mitigants as
well as effectively challenging assessment of controls to prevent
detect and correct errors.
Handling of complaints evaluating business initiatives and providing
research on potential regulatory impacts.
Due diligence on new and existing ThirdParty engagements
commensurate with the level of compliance risk involved in the
services being provided.
Comprehensive riskbased Compliance training specifically tailored
to job roles and responsibilities.4 years:
Effective communication (written and verbal) that includes core
components of active listening persuasiveness collaboration and
conciseness when meeting with and presenting to peers various
levels of leadership and other lines of business.
Build partnerships and work collaboratively with others to meet
shared objectives.
Optimizes work processes with a focus on continuous improvement.Certified Regulatory Compliance Manager Certified Internal Auditor or Certified Anti Money Laundering Specialist.
Discover will not sponsor or transfer employment work visas for this position. Applicants must be currently authorized to work in the United States on a fulltime basis.
Application Deadline:
The application window for this position is anticipated to close on Apr282025. We encourage you to apply as soon as possible. The posting may be available past this date but it is not guaranteed.Compensation:
The base pay for this position generally ranges between $67000.00 to $113000.00. Additional incentives may be provided as part of a market competitive total compensation package. Factors such as but not limited to geographical location relevant experience education and skill level may impact the pay for this position.Benefits:
We also offer a range of benefits and programs based on eligibility. These benefits include:
Paid Parental Leave
Paid Time Off
401(k) Plan
Medical Dental Vision & Health Savings Account
Short and Long Term Disability Life and Accidental Death & Dismemberment insurances
Recognition Program
Education Assistance
Commuter Benefits
Family Support Programs
Employee Stock Purchase Plan
Learn more at .
What are you waiting for Apply today!
All Discover employees place our customers at the very center of our deliver on our promises to our customers each of us contribute every day to a culture that values compliance and risk management.
Discover is an equal opportunity employer and does not discriminate on the basis of race color religion sex sexual orientation gender identity national origin age disability protected veteran status or other legally protected status. (Know Your Rights)
Discover complies with federal state and local laws applicable to qualified individuals with disabilities and is committed to providing reasonable accommodations. If you require a reasonable accommodation to search for a position to complete an application and/or to participate in an interview please email .Any information you provide regarding your accommodation needs will be kept confidential and will only be used to determine and provide necessary accommodation.
At Discover we are committed to creating an inclusive and equitable workplace through our Fair Chance Hiring practices. Fair Chance Hiring means that we base our hiring decisions on an applicants qualifications rather than their criminal record. All our positions are subject to Section 19 of the Federal Deposit Insurance Act. Our applicants go through a background check and we follow all applicable local laws including the Los Angeles County Fair Chance Hiring Ordinance (LA County Fair Chance).
Positions marked as remote eligible are limited to remote locations within the country in which the position is based.
Applicants must be 18 or older at the time of hire.
Required Experience:
Senior IC
Employment Type
Full-Time
