IT Governance Risk & Compliance Senior Analyst
IT Governance Risk & Compliance Senior Analyst
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Job Description
Overview
Connecting clients to markets and talent to opportunity
With 4300 employees and over 400000 retail and institutional clients from more than 80 offices spread across five continents were a Fortune100 Nasdaqlisted provider connecting clients to the global markets focusing on innovation human connection and providing worldclass products and services to all types of investors.
At StoneX we offer you the opportunity to be part of an institutionalgrade financial services network that connects companies organizations and investors to the global markets ecosystem. As a team member youll benefit from our unique blend of digital platforms comprehensive clearing and execution services personalized hightouch support and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.
StoneX a Nasdaqlisted provider connecting clients to the global markets focusing on innovation human connection and providing worldclass products and services to all types of investors.
Whether you want to forge a career connecting our retail clients to potential trading opportunities or ingrain yourself in the world of institutional investing The StoneX Group is made up of four segments that offer endless potential for progression and growth.
Responsibilities
Working within the IT organization and reporting to the Associate Director of Governance Risk Compliance (GRC) the Governance Risk & Compliance Analyst is responsible to help support the day to day assurance operations related to policy compliance process and organizational policies and security requirements governance as well as risk management functions. You will assist with the collection of data from multiple systems to allow for proper reporting of the Information Security program effectiveness.
The Governance Risk & Compliance Analyst will create impact in the following ways:
You will engage business personnel to ensure all requisite data and information is complete accurate and consistently delivered. You will use your experience and knowledge of security in working with a team to deliver on Governance Risk and Compliance goals related to developing the complete perspective for operational and management visibility of overall compliance to the Information Security program policies and practicesReporting to the Manager of Governance Risk Compliance (GRC) the Governance Risk & Compliance Senior Analyst supports daily assurance operations related to policy compliance governance and risk management. You will gather data from multiple systems to report on the Information Security programs effectiveness.
Major Responsibilities:
- Coordinate the development of best practice policies and standards based on various governance frameworks
- Ensure that all policies and standards are regularly reviewed and updated to be in line with regulatory and control requirements.
- Design and implement an effective exception process to facilitate and manage requests for noncompliance with policies and standards.
- Develop and lead information security awareness and training initiatives including phishing exercises.
- Develop and implement relevant cyber and IT risk metrics and reporting to management and risk committees.
- Develop and manage an information security risk register to address risk issues and action plans from all sources e.g. IT audit technology risk assessments vulnerability scans penetration testing etc.
- Implement GRC software platform for policy administration compliance and risk management.
- Coordinate information security internal audit external audit regulatory and SOX reviews to help represent the company from an information security and technology risk perspective.
- Coordinate responses to RFIRFPs and client security related questionnaires.
- Establish a compliance management framework to manage all third line of defense reviews and results.
- Maintain an uptodate understanding of emerging trends in information security risks and new techniques and trends inline with overall information security objectives and risk tolerance.
- Coordinate with legal compliance functions to ensure proper implementation of data privacy legislation and disclosure
- Identify analyze respond to and monitor IT risk.
- Ensure that risk factors and events are addressed in a costeffective manner and in line with business objectives.
- Conduct third part vendor risk assessments make recommendations and perform periodic reviews.
- Manage tracking of identified findings and actions to closure and reporting to leadership.
- Develop and maintain a Cyber and IT Control Framework.
- Develop a Cyber and IT controls catalog to align with the organizations risk appetite and tolerance levels to support business objectives.
- Ensure all controls are assigned control owners to establish accountability.
- Design and implement Cyber and IT controls assessment and assurance process to ensure controls function effectively and efficiently.
Qualifications
The right candidate will do this by bringing their education and professional experience in the following spaces:
- Bachelors degree. Masters degree a plus.
- Minimum over 5 years of relevant experience preferably in financial services.
- Strong background in information technology with a clear understanding of the challenges of information security.
- Demonstrated understanding of secure complex information systems environment in a global financial service sell side environment.
- Relevant experience in the GRC space. Good understanding of information security risk management frameworks such as ISO 27001 COBIT NIST NIST 80053 etc.
- Direct experience with regulatory compliance reviews and examinations.
- Current Information Security Certification (e.g. CISSP CISM CISA or related security certification) preferred.
- Project and program management skills.
- Strong written and verbal communication and presentation skills and ability to work with all levels of the organization.
- Ability to communicate technical and securityrelated concepts to a broad range of technical and nontechnical staff security vendors consultants and senior management.
- Excellent leadership and teamwork skills.
- Ability to influence others.
- Team player with the ability to work independently.
- Resourceful energetic selfstarter flexible goaloriented
- Strong personal integrity
Preferred candidates will possess current Information Security Certifications (e.g. CISSP CISM CISA or related).
Required Experience:
Senior IC
Employment Type
Full-Time
