Director Ethics Professional Standards

Are you a seasoned investment professional who believes that trust and integrity should be the backbone of the finance industry Do you enjoy engaging with senior stakeholders regulators and societies across diverse regions like EMEA and APAC Are you ready to shape the ethical standards that define a global profession

Were currently looking for a Director Ethics & Professional Standards to join our Research Advocacy & Standards (RAS) division.

This is your opportunity to lead the development maintenance and promotion of CFA Institutes Code of Ethics and Professional Standards with a regional focus on EMEA and APAC. As a thought leader spokesperson and content expert youll work with societies regulators internal teams and industry stakeholders to champion ethical practices across the investment industry. This highimpact role balances deep subject matter expertise with strategic outreach and educational delivery to expand global adoption and elevate awareness.

This is a hybrid role based out of our London office offering flexibility alongside the opportunity to collaborate closely with global colleagues and regional stakeholders.

What Youll Do:

• Lead the development promotion and interpretation of CFA Institutes Code of Ethics and Standards of Professional Conduct Asset Manager Code (AMC) and related materials.

• Represent CFA Institute at industry events and deliver highimpact ethics education sessions tailored to EMEA and APAC audiences.

• Engage with investment professionals regulators member societies and asset managers to expand adoption of ethical codes and standards.

• Develop regionally relevant ethics education content thought leadership and case studies aligned with local market practices.

• Identify and respond to public consultations and regulatory opportunities related to ethics and conduct in the investment profession.

• Collaborate across teams to ensure messaging consistency and regional relevance in all outreach and training efforts.

• Support internal teams and volunteers with clear guidance and application of CFA Institute standards and professional conduct principles.

What Were Looking For:

• Bachelors degree in finance economics or a related field; Masters in Business or Law preferred.

• Extensive experience in asset management securities research compliance investment consulting private banking or related areas.

• CFA Charterholder strongly preferred.

• Proven expertise in ethical and regulatory issues affecting the investment management industry.

• Strong working knowledge of global regulatory compliance practices particularly in EMEA and APAC markets.

• Familiarity with the Code of Ethic and Standards of Professional Conduct Standards of Practice Handbook and the Asset Manager Code (AMC) is highly desirable.

• Demonstrated ability to influence stakeholders and deliver highquality educational content and thought leadership.

• Excellent written verbal and presentation skills including public speaking experience.

• Collaborative globally minded and diplomatic with strong stakeholder engagement and relationshipbuilding capabilities.

Why Join Us:

• Shape Global Ethics lead and promote ethical standards across the dynamic EMEA and APAC investment markets.

• Expand Industry Impact drive global adoption of the CFA Institute Code and Asset Manager Code through trusted stakeholder relationships.

• Think Global Act Local partner with regional and global teams to deliver tailored highimpact ethics programs.

At CFA Institute we are committed to transparency and equity in our hiring process. In compliance with wage transparency laws in many of the jurisdictions in which we recruit we provide the following information regarding compensation for this position: Expected salary range: 95110k per year.

All salary ranges are subject to adjustment based on experience education and other factors relevant to the position. Other benefits include eligibility for annual incentives 12 employer pension contribution and competitive medical benefits.

About CFA Institute

CFA Institute are the global leader in investment excellence and ethics. With nearly 200000 charterholders across 160 markets we drive professional growth ethical behavior and better markets. We care about our employees wellbeing offering industryleading benefits like:

• Comprehensive health coverage for you and your family

• Generous leave and time off

• Competitive retirement plans

• Flexible work options

• Wellness education and support programs

If you feel this opportunity could be the next step in your career we encourage you to click Apply and complete our threeminute application.

Be part of a team committed to putting investors first and growing economies. Follow us @CFAInstitute on LinkedIn and X.

Important Message: Your application must clearly demonstrate how you meet the requirements as CFA Institute cannot make assumptions about your education experience or location. We thank all those who apply. Only those selected for further consideration will be contacted.

We are an Equal Opportunity Employer. CFA Institute prohibits both discrimination and harassment with regard to all identifying characteristics: any individual employee group of employees or prospective employee on the basis of race color national origin citizenship or immigration status religion creed or belief age marital or partnership status marital or family status care giver status pregnancy and maternity sexual and other reproductive health decisions physical abilities/qualities disability sexual orientation gender gender identity or expression predisposing genetic characteristic military or veteran status status as a victim or witness of domestic violence or sex offense or stalking unemployment status infectious disease carrier status migrant worker status educational background socioeconomic status geographic location and culture or any other basis protected by applicable law. This policy impacts all aspects of employment including but not limited to recruitment hiring compensation training development promotion demotion layoff recall furlough transfer leave of absence and dismissal. This is a global policy that applies to all CFA Institute employees regardless of location.

If due to a disability or current medical condition you need an accommodation or assistance to complete a job application you can request one at any stage of the recruitment process. Please send an email to noting the accommodations or assistance you are requesting. Please do not include any medical or health information in this email. We will review your request and contact you to discuss the possible options and arrangements. We will try our best to provide you with an accommodation or assistance that meets your needs and respects your preferences.

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