Compliance Testing Specialist Independent Compliance Testing
Compliance Testing Specialist Independent Compliance Testing
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Salary Not Disclosed
1 Vacancy
Job Description
The role:
The Independent Compliance Testing (ICT) Program performs a key second line of defense role to help ensure regulatory requirements are met across the applicable lines of business at SoFi.
This Compliance Testing Specialist will be responsible for leading and executing riskbased compliance transaction control and outcomesbased testing for the purpose of independently validating business line adherence to applicable consumer/commercial lending products with an emphasis in mortgage lending and home loan laws and regulations (for the whole product lifecycle).
This role will report to the Regulatory Compliance Testing Manager and the role may also require executing some testing in financial services subject matter areas other than those outlined above.
What youll do:
Executing aforementioned testing/monitoring activities in adherence to program methodology test scripts and procedures under the leadership of a team leader.
Ensuring all tasks and reporting are completed within established timeframes in accordance with the programs test plan.
Drafting monitoring memos at the conclusion of monitoring activities.
Analyzing data from multiple sources and systematically documenting the work and results.
Identifying and classifying any test findings properly; managing and tracking those findings to ensure the business owner remediates the issue; and performing validation and sustainability review/testing to confirm that the finding has been fully addressed.
Establishing and maintaining strong working relationships with relevant Compliance Officers and Business Areas.
What youll need:
Bachelors degree
At least 24 years of compliance testing or auditing experience specifically within financial services or a regulated banking institution
Strong working knowledge of mortgage lending and home loan laws and regulations.
Strong problemsolving and conceptual thinking skills
Strong communication skills
Required Experience:
Unclear Seniority
Employment Type
Full Time
