Principal Associate Risk Management
Principal Associate Risk Management
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Job Description
Enterprise Risk Management (ERM) is seeking a Principal Associate to join Capital Ones Adherence Monitoring Program (AMP) team. This associate will have the opportunity to apply their risk management quality assurance and analytical skills to support driving Capital Ones continued stability and success in how we provide oversight and assurance for ERMs broad risk management environment and programs as well as helping to ensure our GRC system supports our methodology and analytical reporting. The ideal candidate will be a highly motivated risk professional with excellent analytical process improvement and communication skills. The Principal Associate will have exposure across the first and second lines of defense and will have the opportunity to engage and partner with risk program practice methodology owners and stakeholders across the enterprise.
Specific responsibilities include but are not limited to the following:
Monitor adherence to our risk control issue/event mitigation plan and risk assessment methodologies; where there are indications of nonadherence work with the impacted group(s) to develop solutions
Leverage monitoring results along with risk related to data to identify enhancements remediation training and guidance opportunities
Support development and delivery of training guidance and related services to drive adherence to our risk management methodologies
Collaborate effectively with other risk programs and stakeholders (e.g. Operational Risk Management Compliance Business Risk Offices)
Partner with other ERM teams and stakeholders to identify analytics reporting and process improvement opportunities
Special projects and engagements as needed
The desired experience and skill set for the ideal candidate will include:
Strong communication skills both written and oral
Strong problem solving skills and desire to continually expand their risk management knowledge
Clear results orientation with focus on achieving both short and long term goals
Experience with Google Suite with willingness to explore and learn new technical skills such as SQL
Basic Qualifications:
Bachelors Degree or military experience
At least 3 years of experience in Risk Management
At least 2 years of experience with Google Sheets or Tableau
At least 2 years of experience supporting partnering and interacting with internal business clients
Preferred Qualifications:
3 years of experience in process and controls management process quality or audit
Experience working in the financial services industry
Experience with Governance Risk and Compliance software tools
Experience with coding languages such SQL
At this time Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean VA: $117300 $133900 for Principal Risk SpecialistCandidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.
This role is also eligible to earn performance based incentive compensation which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy childbirth or related medical conditions) race color age national origin religion disability genetic information marital status sexual orientation gender identity gender reassignment citizenship immigration status protected veteran status or any other basis prohibited under applicable federal state or local law. Capital One promotes a drugfree workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries including to the extent applicable Article 23A of the New York Correction Law; San Francisco California Police Code Article 49 Sections; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital Ones recruiting process please send an email to
Capital One does not provide endorse nor guarantee and is not liable for thirdparty products services educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Required Experience:
Staff IC
Employment Type
Full-Time
