Senior Consultant Regulatory Compliance Management Oversight Controls
Senior Consultant Regulatory Compliance Management Oversight Controls
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Job Description
Were building a relationshiporiented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.
At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
To learn more about CIBC please visit
What youll be doing
The Senior Manager RCM Oversight and Controls is responsible for the effective implementation of the Regulatory Compliance Management (RCM) program for EAML and is the primary support for Control documentation and testing. This role supports the Director EAML RCM Controls & Deficiency Management through effective management and continuous enhancement of the RCM program with an emphasis on control management.
At CIBC we enable the work environment most optimal for you to thrive in your role. Youll have the flexibility to manage your work activities within a hybrid work arrangement where youll spend 13 days per week onsite while other days will be remote.
How youll succeed
Regulatory compliance management oversight Monitor to ensure that AML/ATF & Sanctions Regulatory developments are entered effectively by regions (timely and assessed using the RCM criteria); oversee Risk Group Topics (RGTs) globally; work with EAML functional teams and advisory to ensure CIRAs are considered against RGTs regulatory and controls added/amended where required; perform effective challenge on control documentation for BUs in region.
Internal control management Be the subject matter expert on Internal Control structure (types etc. and set the standard for documentation of Key Controls; maintain the EAML owned Controls globally; be responsible for the quality of documentation and working with GORM for any updates; manage the quarterly Control Attestations of Key Controls for EAML and support the CAMLO on other control attestations.
Management reporting Generate meaningful and timely reporting for Management on the control environment for EAML. Also provide input into review of the RCM policy and other documents as required.
Relationship management Build strong business relationships with stakeholders such as Regulatory Compliance and Global Operational Risk Management by leveraging effective communication and relationship management skills to make an impact.
Who you are
You have a working knowledge of Canadian AML/ATF & Sanctions laws and regulations including 3 years of experience in financial services preferably with a background in AML or Financial Crime.
You have experience managing a Regulatory Compliance Management Program. You understand internal controls including how to identify and document them appropriately.
Youre passionate about people. You find meaning in relationships and surround yourself with a diverse network of partners. You connect with others through respect and authenticity.
You act like an owner. You thrive when youre empowered to take initiative go above and beyond and deliver results.
Values matter to you. You bring your real self to work and you live our values trust teamwork and accountability.
#LITA
What CIBC Offers
At CIBC your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career rather than just a paycheck.
We work to recognize you in meaningful personalized ways including a competitive salary incentive pay banking benefits a benefits program* defined benefit pension plan* an employee share purchase plan a vacation offering wellbeing support and MomentMakers our social pointsbased recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
*Subject to plan and program terms and conditions
What you need to know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation please contact
You need to be legally eligible to work at the location(s) specified above and where applicable must have a valid work or study permit.
We may ask you to complete an attributebased assessment and other skills tests (such as simulation coding French proficiency MS Office). Our goal for the application process is to get to know more about you all that you have to offer and give you the opportunity to learn more about us.
Job Location
Toronto81 Bay 29th FloorEmployment Type
RegularWeekly Hours
37.5Skills
AntiMoney Laundering Compliance Control Monitoring Control Self Assessments Controls Testing Counter Financing Design Controls Financial Crimes Compliance Internal Controls Internal Control Testing OFAC Sanctions Regulatory Compliance Regulatory Compliance Management Risk Management Sanctions Compliance Test of ControlsRequired Experience:
Senior IC
Employment Type
Full-Time
