Principal Associate Risk Control Assessment Specialist - Business Cards Payments

Location: Richmond or McLean VA Hybrid

Level: Principal Associate

The Business Cards & Payments (BC&P) organization is committed to fueling the courageous entrepreneurial spirit thats at the heart of Americas business owners and offer products and services to help them do more business.

Weve built an organization that is focused on listening to and learning from the millions of business customers we serve every day to make sure our products services and experiences work as hard as they do. The name of our organization reflects our current leadership position in Small Business and Commercial Cards as well as our aspiration to serve a wide range of needs for our customers

Beyond the Card. We are a culture that dreams big and embraces an entrepreneurial and ownership spirit just like our business customers.

As Principal Associate in Capital Ones Business Cards & Payments organization you will work with business partners to identify manage and mitigate risk to Capital One. In BC&P Risk Operations we are seeking an experienced highly motivated Control Assessments Specialist with a strong proven audit mindset when it comes to governing control changes and verification. The ideal candidate will have good organizational and communication skills. A proven background in evaluation of risks and requirements compared to existing process and control coverage as well as the ability to identify gaps and solutions for gap closure including early verification to ensure effectiveness. This role involves understanding of risks requirements controls and corrective actions review and evaluation.

Responsibilities of this role include but are not limited to:

• Perform independent controls review of the BC&Ps Control Environment to determine design and operating effectiveness of controls

• Provide challenge expertise and advice on enhancing the design effectiveness and maturity of the BC&P Control Environment

• Partner with vertical risk managers to perform an analysis of risks and requirements and their association with the control

• Ability to develop update and execute control verification for new and / or changed controls

• Ability to understand and communicate complex processes and alignment to policy/regulatory requirements

• Establish and maintain good client relations during verification engagements

• Strong ability to create and deliver verbal and written communications between business partners

• Draft assessment results for senior management and other stakeholders to include regulatory agencies and audit as required

• Stay current on emerging control standards and assessment changes specific to Capital One as well as industry best practices

• Furthering the Well Managed agenda within Card to drive sustainability amplify simplification & automation enable ownership & accountability through transparency and strengthen the control ecosystem

• Supporting process documentation creation and revision including version control

Basic Qualifications:

• Bachelors Degree or military experience

• At least 3 years of experience in audit controls testing or requirements management

Preferred Qualifications:

• 3 years of experience in working with communicating and evaluating risk mitigating activities

• 1 years of experience using automated testing tools

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).