Client Risk Analyst
Client Risk Analyst
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Job Description
Who were looking for
Were looking for a Client Risk Analyst to join our Wealth Management division known as Cazenove Capital which is part of the Schroders group. As a Client Risk Analyst you will play a key role in supporting the Wealth Management Client Risk team in managing and monitoring first line operational risks and controls associated with client activities. This entrylevel position is ideal for individuals looking to start their career in financial services and gain handson experience in risk management and compliance.
About Cazenove Capital
At Cazenove Capital we look after private individuals families and charities. We are the wealth management business of the FTSElisted global investment manager Schroders. We help our clients around the world invest money to meet their goals fulfil their ambitions and prepare for the future.
About Schroders our parent company
Were a global investment manager. We help institutions intermediaries and individuals around the world invest money to meet their goals fulfil their ambitions and prepare for the future.
We have around 6000 people on six continents. And weve been around for over 200 years but keep adapting as society and technology changes. What doesnt change is our commitment to helping our clients and society prosper.
The base
We moved into our new HQ in the City of London in 2018. Were close to our clients in the heart of the UKs financial centre. And we have everything we need to work flexibly.
The team
We are one of the largest UKbased wealth management firm headquartered in London but with offices around the country. We help private clients families charities and some institutions meet their longterm goals by offering our expertise in investment wealth planning lending and family office services. We draw on the resources of the Schroders group as well as having our own inhouse investment team.
Were open to flexible working so we can all balance our personal and professional commitments.
What youll do
Meeting Preparation & Facilitation:
Assist in the preparation of agendas and materials for Schroder& Co/Schroder Wealth Management (US) Limited constraints meetings.
Facilitate monthly S&Co/SWUSL constraint meetings and accurately document meeting minutes.
Operational Risk Procedures:
Develop document and maintain first line operational risk procedures.
Attend forums for procedure revision discussions and contribute to ongoing improvements.
Maintain and update operational procedures on SharePoint.
Internal Audit and Compliance:
Track procedure changes and ensure compliance with internal audit requirements.
Respond to business queries related to operational risks and procedures.
Training & Development:
Assist in delivering the new joiner training program providing support and resources as needed.
Issue monthly Skillcast assessments and track progress ensuring all team members complete required training.
Account Management:
Collaborate on the Gone Away/Dormant account framework ensuring proper identification and management.
Oversight & Alerts Management:
Oversee and manage the team SharePoint page ensuring all information is current and accessible.
Monitor and manage Data Leakage Prevention alerts to maintain data integrity and security.
Embody the core Schroders values of Excellence Innovation Teamwork Passion and Integrity in all aspects of your work.
The knowledge experience and qualifications you need
Excellent IT skills especially with the Microsoft Office suite
A keen interest in the wealth management industry
Strong attention to detail and organisational skills.
Excellent verbal and written communication skills and an ability to multitask.
What youll be like
An excellent communicator
Selfmotivated and enthusiastic
Good at working in a team and with other teams
Youll have real attention to detail
Able to work under pressure and to tight deadlines
Show a willingness to learn and develop and a desire to work with your colleagues to achieve excellent client outcomes.
We recognise potential whoever you are
Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer. You are welcome here regardless of your age disability gender identity religious beliefs sexual orientation socioeconomic background or any other protected characteristic.
Required Experience:
IC
Employment Type
Full Time
