Audit Senior Manager- Risk Management

Capital Ones Audit function is a dedicated group of professionals focused on delivering topquality assurance services to the organizations Audit Committee. Audit professionals are experienced welltrained and credentialed and operate within a collaborative agile environment to deliver valueadded opinions and recommendations. Audits vision to provide high value independent proactive insights to innovate with technology and to be a topnotch talent destination creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic selfmotivated Audit Senior Manager interested in becoming part of our Audit team. The candidate will focus on audits of Second Line Risk Management including areas such as Risk and Control Methodology Risk Identification Risk Appetite Issue and Event Management Third Party Risk Management and Business Continuity.

Responsibilities:

• Plan perform and lead large audits or projects of Second Line Risk Management at the enterprise level as well as other diverse lines of business and specialty areas

• Help to implement the teams strategic imperatives/priorities

• Perform risk assessments of business activities to identify potential risks exposures

• Design and execute appropriate audit procedures to assess enterprisewide risk governance frameworks and verify the effectiveness of internal controls. Document auditee processes and procedures review and analyze evidence and identify potential issues.

• Leverage available data and analytical tools during the planning fieldwork and reporting phases of audit delivery

• Establish and maintain working relationships with internal teams and audit clients during engagements

• Effectively communicate the results of audit projects to management (written reports/oral presentations)

• Manage direct reports and staff during audit engagements and provide feedback on work performed.

Heres what were looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital Ones governance risk management and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change embrace bold ideas and are intellectually curious. You like to ask questions test assumptions and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audits value proposition.

• Youre a firm believer that a rich understanding of data innovation and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• Youre a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust collaboration and belonging making it easy to attract hire and retain top talent.

Basic Qualifications:

• Bachelors Degree or military experience

• At least 7 years of experience in auditing risk management or a combination

• At least 5 years of experience leading audits and performing in the role of auditorincharge

• At least one year experience of people management

Preferred Qualifications:

• Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Third Party Risk Professional (CTPRP) certification or Operational Resilience Certification or Accredited Payments Risk Professional (APRP) or Sustainability and Climate Risk (SCR) Certificate

• Masters Degree in Auditing Masters Degree in Accounting Masters Degree in Finance or Master of Business Administration

• 10 years of experience in auditing financial crimes compliance corporate or consumer compliance risk management or a combination

• 10 years of experience in one or more areas of compliance such as consumer AntiMoney Laundering (AML) brokerage wealth management or trust

• 10 years of experience in Business Continuity Risk Third Party Enterprise Risk Management Change Management Strategic Risk Corporate Strategy Enterprise Payments Risk Operational Risk Management or a combination

• 1 years of experience with data analytics tools in support of internal audit

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates typically spend 3 days per week (Monday Thursday) inperson at one of our offices listed on this job posting. Fridays are enterprisewide virtual work days.

The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).