Manager Regulatory Relations Group 219603
Manager Regulatory Relations Group 219603
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Salary Not Disclosed
1 Vacancy
Job Description
Requisition ID: 219603
Salary Range:90000..00
Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors including but not limited to the successful candidates relevant knowledge skills and experience.
Join a purpose driven winning team committed to results in an inclusive and highperforming culture.
Global Banking and Markets
Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America operating globally for over 100 years. Scotiabanks strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.
Global Banking & Markets provides a full range of investment banking credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing mergers & acquisitions corporate banking institutional equity sales trading and research fixed income products derivatives energy foreign exchange and precious & metals. We also crosssell the full range of wholesale products and services offered by the Scotiabank Group.
Be part of an innovative Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries! We work together to drive ambition for every future!
Overview
The incumbent is responsible for supporting and coordinating supervisory exam management continuous regulatory monitoring interactions and reporting to internal Bank senior management and committees on regulatory topics. The role includes partnering closely with business unit and control function management and staff to support their regulatory interactions. The role also provides for monitoring of remediation commitments made by Scotiabank U.S. to its regulators and assists with the preparation of formal responses to regulatory letters and commitments.
What Youll Do
- Champions a customer focused culture to deepen regulatory relationships while leveraging broader Bank relationships systems and knowledge:
- Manages coordination of interactions with U.S. regulators including but not limited to:
- Supporting U.S. oversight for regulatory examinations and regulatory monitoring
- Managing and coordinating events related to examinations and continuous monitoring including negotiating scope and timing of reviews monitoring and supporting delivery of requested information and coordinating and attending regulatory meetings with control functions and business unit personnel
- Collaborating with U.S. Business and Control Function staff to provide guidance on regulatory matters and supporting their regulatory interactions
- Developing presentations for senior management meetings with regulatory stakeholders and regular reporting on regulatory matters to senior bank stakeholders and committees
- Support drafting of regulatory responses in coordination with other senior stakeholders and management
- Support monitoring and tracking of remediation commitments made by Scotiabank to Regulators and assist with of U.S. regulatory governance forum
- Assist with centralized issue management systems and repository where documents are stored and previous examination memos and reports are archived
- Ensuring timely submission of all requested daily weekly and monthly reporting to our regulators
- Identifying risks arising from interactions with regulators and escalating them as appropriate
- Understand how the Banks risk appetite and risk culture should be considered in daytoday activities and decisions.
- Actively pursues effective and efficient operations of his/her respective areas while ensuring the adequacy adherence to and effectiveness of daytoday business controls to meet obligations with respect to operational risk regulatory compliance risk AML/ATF risk and conduct risk including but not limited to responsibilities under the Operational Risk Management Framework Regulatory Compliance Risk Management Framework AML/ATF Global Handbook and the Guidelines for Business Conduct.
- Champions a high performance environment and implements a people strategy that attracts retains develops and motivates their team by fostering an inclusive work environment; communicating vison/values/business strategy and managing succession and development planning for the team.
What Youll Bring
- Bachelors degree
- At least four years of experience at a Financial Services Firm Consulting Firm or Regulatory agency such as the FRB FINRA etc. or a similar position in the financial services industry/ regulatory background.
- Prior consulting experience is a strong plus.
- An understanding of financial markets products and control functions.
- Excellent written and oral communication with strong presentation and interpersonal skills
- Attention to detail strong planning and organization skills with ability to multi task and manage changing priorities.
- Ability to work independently with both regulatory staff and senior Bank personnel.
- Strong Office productivity skills (MS PowerPoint Word Excel).
Interested
If your experience is closely related but doesnt align perfectly with every qualification we do encourage you to apply you might be the right candidate for this or other roles at Scotiabank!
At Scotiabank every employee is empowered to reach their fullest potential respected for who they are and embraced for their differences. Thats why we work to grow and diversify talent and engage employees in a performanceoriented culture.
Whats in it for you
Scotiabank wants you to be able to bring your best self to work and life every day. With a focus on holistic wellbeing our many flexible benefit programs are designed to help support your unique family financial physical mental and social health needs.
Location(s): United States : New York : New York City
Scotiabank is a leading bank in the Americas. Guided by our purpose: for every future we help our customers their families and their communities achieve success through a broad range of advice products and services including personal and commercial banking wealth management and private banking corporate and investment banking and capital markets.
At Scotiabank we value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including but not limited to an accessible interview site alternate format documents ASL Interpreter or Assistive Technology) during the recruitment and selection process please let our Recruitment team know. If you require technical assistance please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however only those candidates who are selected for an interview will be contacted.
Required Experience:
Manager
Employment Type
Full Time
