Transaction Compliance Officer GIFT City Based
Transaction Compliance Officer GIFT City Based
Posted on :
16-04-2025
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1 Vacancy
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Monthly Salary
Not Disclosed
Salary Not Disclosed
Vacancy
1 Vacancy
Posted on :
16-04-2025
Job Description
Transaction & Compliance Officer GROWTH Fund (IFSCA/ GIFT City) & Indovation Fund (SEBI). Role based out of Ahmedabad Gandhinagar Area Gujrat
About Us SucSEED Indovation Fund is an early stage focused SEBI Registered Cat1 Fund with a corpus of INR 300Cr having more than 60 portfolio companies across various sectors. SucSEED has also launched a Growth Fund at GIFT City under the IFSCA regime.
About the position SucSEED is seeking a proactive organized and experienced Transaction & Regulatory Compliance officer with excellent organization and management skills to support the proposed fund at GIFT City Gandhinagar/ Ahmedabad as well as handle the current fund regulated with SEBI. We are looking for a highly motivated handson manager who takes initiative and flourishes in a fastpaced dynamic environment.
Job Location GIFT City Ahmedabad Gandhinagar Area Gujrat INDIA
Key Responsibilities
- Oversee Investment Transactions to manage various Risk types within the agreed Framework & thresholds.
- Compliances of IFSCA regulations SEZ regulations SEBI AIF Regulations and leading the compliance and risk management of the SucSEED Indovation Funds.
- Build infra systems and process for GIFT City compliances and risk management
- Handling statutory filings and submissions in Gift City specifically with respect to renewal of various certificates licences leases reporting etc.
- Subject matter expertise on Core Compliance policies and underlying regulatory requirements including maintaining an up to date knowledge of changes in key regulatory requirements regulatory focus and risk themes impacting the above mentioned processes. This also includes identification and analysis of key regulatory risks identified as part of the BAU processes.
- Define Broad Risk Management Framework for the Fund and define Risk Thresholds as per the Risk Appetite of the Fund.
- Liaison and deal with the regulators trustees auditors etc. from time to time
- Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements especially related to IFSC regulations SEBI AIF regulations and SEZ regulations
- Seek opportunities within Core Compliance frameworks to bolster controls and assure transparency and enhanced issue identification through relevant metrics / reporting measures.
- Responsible for compilation of various reports/ information as statutorily required to be maintained for submission to Boards various regulatory (IFSCA/ GIFT SEZ/ AMC/ Trustees etc) statutory and other adjacent authorities (RBI SEBI AMFI etc if any)
- Drafting of Scheme Information Documents and get the same reported to IFSCA. Updating Scheme Information Documents and Statement of Additional Information within the time frame set.
Essential Requirements :
- Minimum 5 years prior experience in a compliance role with a SEBI registered AIF/fund manager portfolio manager investment advisor or research analyst entity or financial services sector. NO DEVIATIONS accepted.
- You should be a member of the Institute of Company Secretaries of India (ICSI) preferably alongwith Chartered Accountant (CA) or a law degree from any Indian Educational Institution.
Desired Skills
- Good drafting skills with an understanding of AIF business
- Experience of financial services sector and fund structure.
- Possess good interpersonal skills and maintain cordial relationships with internal and external stakeholders
- Experience in working with internal and external stakeholders in matrix structures.
- Possess good oral written communication and interaction skills with fluency in English and Hindi.
- Be ambitious and passionate and ability to work effectively under pressure.
Work Environment details
- Founderled entrepreneurial setup which is defined by speed agility and creativity within limited resources to deliver.
- Highly empowered and critical role which makes a difference to SucSEED Indovation ecosystem.
- Young energetic and highly talented Teams
- Hard work is the defining aspect of the organization
Mode of Work: Hybrid Work from office with periodic visits to our Headoffice at Hyderabad or to our Portfolio s locations.
What do you get in return
- Be part of a growing/ amazing team A great opportunity to be part of 110 journey of a newage technology based fund in a riskadjusted environment with high upside for initial members.
- High energy and ownership and work on large Variable Pay structure to grow with growing fund.
- Trust over control We believe in strong business fundamentals and possess vision for scale from day 1. Truly people are our greatest winners and we want to make sure your full potential is met in the job.
- Numerous onthejobandbeyond learning opportunities We would encourage if collectively within the team you can prepare a curated list of courses you can dive into to grow!
Compensation & Benefit SucSEED provides competitive compensation including base salary performancebased bonus programs and other allowances. Our C&B policy includes but not limited to:
- Competitive Compensation
- Flexible Work environment
- 26 days Annual Leave Public Holidays
- Group Health & Personal Accident Insurance
- Career Development Programs
- Business Resource Groups & Mentoring Programs
Next Steps
- Apply online and/or send us your updated CV if you can mention how you have enriched your previous organization in a cover letter that would be great!
- If we find your profile suitable we will have our Team to reach out to you to understand your profile/ interests and how best we can align mutually.
- You would have a Technical interview as the next rounds.
- Finally you would have a chat with our leadership team
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Employment Type
Full Time
Key Skills
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