Analyst Compliance Consulting
Analyst Compliance Consulting
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Job Description
We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation Compliance Consulting practice to manage and perform client electronic surveillance monitoring.
We are looking for bright innovative individuals to be part of a growing team individuals that have initiative and who will relish taking on responsibility. This role would suit someone proactive who thrives in a fastpaced environment.
At Kroll your work will help deliver clarity to our clients most complex governance risk and transparency challenges. Apply now to join One team One Kroll.
Responsibilities:
- Closely coordinate with the Financial Services Compliance & Regulation US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds)
- Assist in managing and monitoring various personal trading platforms on behalf of FSCRCC clients.
- Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
- Work closely with external vendors to troubleshoot and escalate critical systems issues.
- Actively monitor and report on potential electronic communication compliance violations
- Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
- Experience in advising hedge funds and private equity funds is a plus.
Requirements:
- Bachelors or masters degree in commerce Accounting Law Business Administration or Management (with a concentration in Accounting Law Economics or Finance) from an accredited university or college
- Proven six 6 months 3 years of work experience in a compliance role.
- Ability to work on own initiative and as part of a team.
- Client facing solutions focused skills and passionate to work extensively on data management.
- Clear logical thought processes ability to make decisions and articulate these clearly.
- StrongEnglish oral and written communication skills
- Time management skills and ability to work within deadlines.
- Solutiondriven and problemsolving attitude
- Legal or audit background would be useful.
About Kroll
In a world of disruption and increasingly complex business challenges our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills paired with the latest technology allow us to give our clients claritynot just answersin all areas of business. We embrace diverse backgrounds and global perspectives and we cultivate diversity by respecting including and valuing one another. As part of One team One Kroll youll contribute to a supportive and collaborative work environment that empowers you to excel.
In order to be considered for a position you must formally apply via
Kroll is committed to equal opportunity and diversity and recruits people based on merit.
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Required Experience:
IC
Employment Type
Full-Time
