Compliance Officer RE1
Compliance Officer RE1
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
- Compile compliance reports for stakeholders.
- Implement and maintain the compliance risk and AML monitoring plan.
- Monitor interpret and apply new and existing legislation.
- Respond to compliance queries and manage the related projects.
- Ensure ongoing FAIS and TCF compliance including maintaining the required registers and manuals.
What Youll Bring:
- Legal or Finance Degree
- Compliance Officer (RE1 certified)
- Min 5 years of experience
- Experience in financial services
- Strong knowledge of FICA FAIS CISCA and ASISA codes
Looking to make an impact in a regulatoryfocused role
Apply now or reach out to learn more.
Required Experience:
Unclear Seniority
Employment Type
Full-Time
