Regulatory Compliance Controls Associate S2 SCIB

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Santander Corporate & Investment Banking (SCIB) is Santanders global division that supports some of the worlds most complex and sophisticated corporate and institutional clients offering customized services and valueadded wholesale products to best meet their needs.

A new and exciting position has become available in our Compliance Department for a Regulatory Compliance Controls Associate.

In this role youll be primarily responsible for conducting regulatory compliance and financial crime compliance reviews within Santander Corporate and Investment Banking.

Youll conduct compliance risk assessments and support the Regional Head of Compliance MTA with adhoc projects and tasks.

If you are interested in growing your career in Compliance then this will be the perfect position for you.

The difference youll make:

• Preparing the review scope and presenting it to Compliance Management

• Preparing and following written test plans and executing all tasks set out within the agreed timeframes

• Maintaining accurate and complete records of work carried out during reviews

• Monitoring the progress and completion of Corrective Action Plans

• Organising facilitating and reporting on meetings with internal stakeholders

• Developing close working relationships with the first second and third line of defences stakeholders to ensure they understand the compliance obligations and regulatory requirements and the implications of failing to meet such requirements

What youll bring:

These are the essential requirements you need to be successful in this role:

• Prior experience in Compliance Monitoring/Testing or Internal Audit preferably within Corporate and Investment Banking

• Knowledge of key regulations such as FCA Handbook EMIR MiFID II DoddFrank and Volcker

• Experience in either Internal Audit Assurance or Compliance Controls Testing

It would also be nice for you to have:

• Understanding of Wholesale Banking Products and secondary markets

• Knowledge of Data Analytics and data interrogation techniques

• Strong influencing and collaborative working skills

• Excellent written & oral communication skills

What else you need to know:

This role is based at our offices in Triton Square London located within easy walking distance from Warren Street and Euston.

We want our people to thrive at work and home and also be able to deliver the best outcomes for our customers and to help each other develop. To support this we offer sitebased contracts with a hybrid working pattern and our expected level of attendance in an office is at least 3 days a week (prorata for parttime roles).

If you apply for this role in this location its important you consider your travelling distance time and cost from your home to the office location.

Were happy to discuss specific working patterns and arrangement within this hybrid approach during the recruitment process.

If youre interested in this role but with part time hours or a jobshare we would still love to hear from you and discuss these.

Inclusion

At Santander were creating a thriving workplace where all colleagues feel they belong and are supported to succeed. We all help to make Santander a workplace that celebrates diversity and attracts retains and develops the most talented and committed people through living our values of Simple Personal and Fair.

How well reward you.

As well asasalary we offer a wide range of benefits that you can choose from and tailor to your needs.

• Eligible for a discretionary performancerelated annual bonus.

• We put 8 of salary into your pension even if you dont contribute yourself. Well pay in up to 12.5 of salary if you contribute as well and you can take some of our contribution in cash if you prefer.

• 27 days holiday plus bank holidays which increases to 28 days after 5yrs service with the option to purchase up to 5 contractual days per year.

• Free access to a range of digital health services including GP.

• Protection for you and your family with companyfunded deathinservice benefit and income protection insurance and the option to take advantage of discounted rates for additional life assurance and critical illness cover.

• 24/7 access to an online employee discount platformincluding retailers entertainment eating out travel and more.

• Company funded individual private medical insurance.

• Voluntary healthcare benefits at discounted rates such as dental insurance and health assessments.

• Share in Santanders success by saving or investing inour shareplans.

• Support your favourite causes through charitable giving and our community partnerships.

• As a Santander UK employee you are able to request staff versions of our products like our Edge Current Accounts and Credit Cards with no fees as well as apply to many other deals and discounts in Santander products and services.

Learn more about our benefits and family friendly policies

What to do next:

If this sounds like a role youre interested in then please apply.

If theres anything we can do in the recruitment process to help you achieve your best get in touch. Whether its a copy of our application form in another format or additional assistance were available through telephone email or face to face. You can contact us at or call 0.