Regulatory Control Analyst
Regulatory Control Analyst
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Job Description
Embark on an exciting career journey as a Transaction Processing Supervisor where youll take charge of the operational management and control of daily workflows within Asset Servicing. In this pivotal role youll oversee corporate action and income products ensuring seamless operations and exceptional service delivery. Join a team that values precision and efficiency and be part of a forwardthinking organization that empowers you to make a significant impact. With opportunities for professional growth and collaboration youll thrive in an environment that champions innovation and excellence
As a Transaction Processing Supervisor within the Asset Servicing team you will be responsible for the operational management and control of the daily workflow focusing on corporate action and income products.
Job Responsibilities:
- New regulatory reporting implementation & on going remediation
- Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc) & internal stakeholders
- Establish the end to end control processes.
- Review & improve the end to end control process around the Regulatory Reporting agenda in Credit / Rates / Equities.
- Establish a strategic attestation process on Regulatory reporting for the jurisdictions already implemented to the business
- Come up with process and system enhancement recommendations
- Work with business and Technology group to prioritize the requirements by presenting the business case
- Perform cost benefit analysis to propose optimum future process to the business
- Ultimately successfully deliver controlled environment of Regulatory Reporting
- Ensure all controls and checks are completed on End of Day
Required qualifications skills and capabilities:
- Previous experience in the Financial Services industry with strong understanding of Credit / Rates / Equity Derivatives products
- Understanding of Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting
- Excellent Business Analysis skills to drill down the complex Regulatory Reporting requirements for multiple jurisdictions
- Excellent problem solving skills in order to identify understand and address operational and technical issues
- Candidate must have Python / Alteryx knowledge
- Graduate with 4 years of experience with 5 years in an investment banking environment in Middle Office / Trade Support
- Degree holder in Finance / Economics or other related disciplines
- Strong proficiency in MS Office.
Required Experience:
IC
Employment Type
Full-Time
