Trading Fraud Strategy Vice President
Trading Fraud Strategy Vice President
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Job Description
Are you ready to lead the charge in safeguarding our clients and firm from fraud As a Vice President in Asset Wealth Management Fraud Management youll have the opportunity to design and implement a cuttingedge framework for riskdecisioning in investment activities. This role allows you to collaborate with technology partners identify fraud trends and develop strategies to protect against fraudulent transactions across various banking channels. Youll join a dynamic team that values innovation flexibility and attention to detail offering ample room for career growth and development. Make a significant impact in a fastpaced environment where your critical thinking and problemsolving skills will shine.
As a Vice President in Asset Wealth Management Fraud Management you will play a pivotal role in establishing and maintaining a comprehensive framework for riskdecisioning in investment activities. You will design and implement strategies to monitor and manage fraud risks ensuring the protection of both the firm and our clients from fraudulent transactions across multiple banking channels. By working closely with technology partners you will identify fraud trends and develop rules to mitigate risks providing toptier fraud protection and remediation services. Your role is crucial in supporting our unique client base and you will operate with an endtoend focus in a dynamic and collaborative team environment. Join us to drive innovation and excellence in fraud management while advancing your career in a fastpaced setting.
In this role you will collaborate with Wealth Management Banking Operations and Asset Wealth Management Fraud Management to deliver clientfocused solutions that support Mortgage Credit Trust & Estates Services Tax Deposits Middle Office and Fraud Management for Private Bank and Wealth Management clients. You will be at the forefront of supporting business activities delivering strategic projects and automating processes using intelligent automation tools. Your expertise will be instrumental in managing challenging situations by offering fraud detection while minimizing operational costs. As our team and organization grow your flexibility and ability to adapt to evolving business needs will be key. This position offers a unique opportunity to work in an environment that values creativity strategic thinking and proactive problemsolving.
Job Responsibilities
- Develop implement and execute strategies policies and processes to manage and mitigate financial loss from fraudulent activities while balancing risk management and client experience.
- Create a target state framework and operating model for investment activity riskdecisioning and secure buyin from senior leadership.
- Collaborate with internal technology operations legal risk and compliance partners to develop requirements for the target operating model and gain support.
- Lead the development of fraud detection capabilities through collaboration with the fraud prevention team and business units.
- Interpret complex data to formulate problem statements and draw conclusions about underlying risk dynamics and opportunities.
- Conduct data analysis including data collection synthesis and translation of results into actionable solutions.
- Provide implementation support including testing and process change management ensuring compliance with Oversight and Control partners requirements.
- Offer subject matter expertise for fraud escalations.
- Exercise initiative and judgment to resolve problems within established policies.
- Collaborate with industry peers to share best practices and trends.
Required Qualifications Capabilities and Skills
- Bachelors degree in a technologyrelated field or Finance.
- Five or more years of experience in technical analysis related to financial fraud.
- Seven or more years of experience in brokerage or fintech.
- Three or more years of direct people leadership experience.
- Experience with building or querying big data environments using languages such as SQL Python SAS or Alteryx.
- Ability to analyze qualitative and quantitative data and convert raw data into useful insights to support business decisions.
- Skill in interpreting complex data to formulate problem statements and draw conclusions about underlying risk dynamics and opportunities.
- Proven ability to operate effectively in a matrix organization and work under pressure with tight deadlines.
- Demonstrates exceptional judgment and the ability to independently identify and escalate key issues obtain appropriate information from further analysis and develop actionable recommendations.
- Specific knowledge of core brokerdealer systems operation of common brokerdealer products applicable laws and regulations and how each may be impacted by fraudulent activities.
Preferred Qualifications Capabilities and Skills
- Series 7 9 & 10 or 7 24 4 and 53 certifications.
- Experience coordinating multiple projects to delivery and establishing a governance framework.
Required or Additional Information
- Work schedules will vary within a fulltime 40hour per week schedule. You must be willing to work during our operating hours which may include evenings weekends and holidays. Specific information will be provided by the recruiter.
- Visa sponsorship is not available for this position.
Required Experience:
Chief
Employment Type
Full-Time
