Senior Auditor I
Senior Auditor I
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Job Description
Salem Five believes deeply in supporting the communities in which we reside. Donations through our Charitable Foundation or events at the branch or locationlevel are an important part of our DNA. We would not be the company we are without our commitment to businesses and organizations that help the region thrive and to our employees. Come see what were all about.
JOB DUTIES AND RESPONSIBILITIES include but are not limited to the following:
- Assists the Audit team in the completion of overall audit plan as approved by the Audit Committee with the goal of ensuring compliance with internal audit policies and industry best practices. Focuses on more complex audit situations; providing guidance to staff members as necessary.
- Implements risk based audit programs and conducts audits for all business lines; incorporating operational review regulatory compliance loan review information technology and accounting areas to determine the adequacy and effectiveness of the companys systems of internal accounting and operating controls.
- Reviews established systems during the audit process to ensure compliance with company policies and procedures. Reviews company procedures for compliance with regulations that could have a significant impact on operations. Recommends policy/procedure improvements where required.
- Reviews the accounting management information and reporting systems to ensure adequacy and reliability and thus serve as appropriate tools upon which management decisions can be used.
- Reviews Audit Engagement Letters Risk Matrices and Audit Program for propriety and recommends changes where appropriate to the Audit Manager or Director.
- Drafts audit reports based on company standards and industry best practices that address specific findings and recommendations to present to auditees and management. Attends exit meeting with the auditees to discuss the findings and recommendations if applicable. Recommends audit ratings to the Audit Director based on the findings.
- Reviews managements responses on audit findings recommendations and comments for propriety. Also monitors management response and implementation of the Audit recommendations.
- At the request of the Audit Manager or Director conducts special studies for management such as those required to discover mechanics of detected fraud and to assess the adequacy of controls for fraud prevention.
- Determines whether management is following up on outstanding audit issues and regulatory findings. Reports findings to the Audit Manager or Director.
- Performs special projects as directed by the Audit Manager or Director.
- Demonstrates compliance with banking business laws and regulations as defined in company policies and procedures pertinent to the position.
- Demonstrates a commitment to Salem Fives core values.
- Regular attendance and local travel are essential to this position.
Assumes additional responsibilities as requested.
Competencies
The Senior Auditor I should consistently demonstrate fundamental skills related to Analytical Problem Solving Project Management Oral and Written Communication Judgment and Planning/Organizing competencies.
Qualifications
To perform this job successfully an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Must be able to travel locally as needed.
Education and/or Experience
Demonstrated commitment to continuing professional education required. Fouryear college or university program completion.
Auditor I would typically be expected to have at least 35 years of experience or equivalent combination of education and experience ideally with at least 13 years of internal audit experience.
Certificates Licenses Registrations
At least one of the following designations is preferred: Certified Internal Auditor (CIA) Certified Information Systems Auditor (CISA) Certified Bank Auditor (CBA) Certified Regulatory Compliance Manager (CRCM) Certified Public Accountant (CPA) or Certified Risk Professional (CRP).
Other Skills and Abilities
Comprehensive audit knowledge and experience thorough understanding of the banking environment (marketing credit financial markets risk controls accounting information technology) knowledge of accounting and auditing standards (GAAP GAAS) and regulatory requirements ability to communicate clearly and concisely with all levels of staff management Board and external parties both in oral and written formats solid understanding of the relationship between information technology and banking operations. Ability to successfully handle work on a variety of business regulatory and financial issues of a timesensitive and confidential nature.
Ability to assess or review a business unit from a macro level perspective. Be creative and able to think critically.
Physical Demands
The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job the employee is regularly required to stand; walk; use hands to finger handle or feel; reach with hands and arms; stoop kneel crouch or crawl; and talk or hear. The employee is regularly required to sit and perform data entry. The employee is regularly required to bend climb and balance. The employee must lift and/or move objects; the employee must exert up to 50 pound of force occasionally and/or up to 20 pounds of force frequently and/or up to 10 pounds of force constantly to move objects. Specific vision abilities required by this job include close vision.
Benefits/Incentives: Health Insurance Dental Vision Flexible Spending Account Health Savings Account 401k Matching Tuition Reimbursement Employee Referral Program Summer Family Outing Annual Holiday Reception and more
Salary Range: Competitive Base
Ready to applyIf this job sounds like a fit for you then click onApply/Apply Nowin this posting. We look forward to talking withyou.
Qualifiedcandidates may also submit a resume and application online at salemfive/careers or mail your resume to Human Resources 210 Essex Street Salem MA01970.
Required Experience:
Senior IC
Employment Type
Full-Time
