Lead Compliance Officer Jobs in Tokyo

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Chief Compliance Officer, Td Global Asset Manageme...

Td Bank

profile Tokyo - Japan

Work Location:Tokyo JapanHours:40Line of Business:CompliancePay Details:Were committed to providing fair and equitable compensation to all our colleagues. As a candidate we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions including pay detail...

30+ days ago
Full Time

Junior Compliance Officer, Analyst, Japan

Blackrock

profile Tokyo - Japan

About this roleThe Junior Compliance Officer (Analyst) plays a vital role in supporting the organizations compliance framework focusing on regulatory reporting and filing marketing material review and employee compliance. This position is suited for candidates with at least three years of experience...

30+ days ago
Full Time

Senior Compliance Officer, Japan

Stonex

profile Tokyo - Japan

OverviewClass: Full-time AND PermanentLegal Entity: StoneX Securities Co. Ltd.Report to: Acting Head of Compliance JapanCompany Overview:In Japan StoneX Securities Co. Ltd. (SSJ) is regulated by the Japanese Financial Services Agency (FSA) as a Type-I Financial Instruments Business Operator (Kanto L...

30+ days ago
Full Time

Senior Compliance Officer, Japan

Stonex

profile Tokyo - Japan

OverviewClass: Full-time AND PermanentLegal Entity: StoneX Securities Co. Ltd.Report to: Head of Compliance JapanCompany Overview:In Japan StoneX Securities Co. Ltd. (SSJ) is regulated by the Japanese Financial Services Agency (FSA) as a Type-I Financial Instruments Business Operator (Kanto Local Fi...

30+ days ago
Full Time

Ec Tech Lead And Compliance

Hp

profile Tokyo - Japan

ECシステム開発プロジェクトリード / Tech Lead and ComplianceDescription -主に日本組織内のユーザーのニーズやビジネス要件に対応するソフトウェアアプリケーションの設計開発テストおよび保守を担当します職務は機能的でユーザーフレンドリーかつ信頼性の高いソフトウェアソリューションを作成するために国内国外の部門...

30+ days ago
Full Time