Compliance Officer
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Job Location:
Monthly Salary:
Posted on:
20 hours ago
Vacancies:
1 Vacancy
Job Summary
As a leading financial services and healthcare technology company based on revenue SS&C is headquartered in Windsor Connecticut and has 27000 employees in 35 countries. Some 20000 financial services and healthcare organizations from the worlds largest companies to small and mid-market firms rely on SS&C for expertise scale and technology.
Job Description
Get To Know Us:
SS&C Technologies is the worlds largest independent hedge fund and private equity administrator as well as the largest mutual fund transfer agency. SS&Cs unique business model combines end-to-end expertise across financial services operations with proprietary software and solutions to service even the most demanding customers in the financial services and healthcare industries.
Why You Will Love It Here!
Flexibility: Hybrid Work Model
Your Future: Income Protection Insurance
Work/Life Balance: FlexibleTimeOff
Your Wellbeing: Private Health Insurance discount Primary & Secondary Paid Parental leave Death & TPD Insurance
Diversity & Inclusion: Committed to Welcoming Celebrating and Thriving on Diversity
Training: Hands-On Team-Customised including SS&C University
Extra Perks: Discounts on fitness clubs travel and more!
What You Will Get To Do:
We are seeking a proactive and detail-oriented Compliance Officer to join our team. This role is central to supporting regulatory change management policy governance and issue and breach oversight across SS&Cs operations. Reporting to the Senior Manager Risk & Assurance you will work closely with internal stakeholders to ensure our compliance framework remains robust responsive and aligned with evolving regulatory expectations.
Reviewing and interpreting regulatory proformas received from Line 2 Compliance
Conducting gap analyses against internal policies and procedures
Coordinating and driving actions required to implement regulatory changes
Representing Operational Excellence in monthly internal Regulatory Change meetings
Preparing and contributing to quarterly client Regulatory Change meetings and presentations
Proposing updates to procedures in response to regulatory change
Leading annual reviews of internal policies to ensure currency and compliance
Maintaining a central register of policy reviews and updates
Collaborating with SS&C Policy Owners to ensure content reflects current legislation
Updating policies in response to regulatory change and internal assessments
Conducting compliance reviews of incidents breaches and complaints to ensure appropriate classification assessment and regulatory alignment
Responding to compliance queries to ensure accurate interpretation and consistent application of regulatory obligations
Supporting the drafting of regulatory correspondence
Supporting review of SS&Cs control environment to ensure it addresses SS&Cs contractual obligations to clients including adherence to all superannuation law and regulations.
This role is critical to maintaining SS&Cs compliance posture and ensuring our operational practices remain transparent accountable and aligned with industry standards.
What You Will Bring:
3 years experience in compliance regulatory or risk management within financial services
Strong knowledge of ASIC regulatory frameworks including the Reportable Situations Regime
Proven ability to interpret regulatory guidance and translate it into operational requirements
Experience managing breaches incidents and complaints with timely resolution and reporting
Excellent written and verbal communication skills for regulatory correspondence
High attention to detail with focus on documentation quality audit readiness and compliance
Strong analytical and problem-solving skills including gap analysis and policy reviews
Collaborative able to work effectively across risk legal and operational teams
Familiarity with compliance tools (Protecht GRC systems) and knowledge of superannuation/wealth management is advantageous
We encourage applications from people of all backgrounds to enable us to bring diverse perspectives to our thinking and conversation. Its important to us that we strive to have a workforce that is diverse in the widest sense.
Thank you for your interest in SS&C! If applicable to further explore this opportunity please apply directly with us through our Careers page on our corporate website @ explicitly requested or approached by SS&C Technologies Inc. or any of its affiliated companies the company will not accept unsolicited resumes from headhunters recruitment agencies or fee-based recruitment services.
SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race color religious creed gender age marital status sexual orientation national origin disability veteran status or any other classification protected by applicable discrimination laws.
Required Experience:
Unclear Seniority
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Leading cloud-based provider of financial services technology solutions. SS&C Technologies owns and maintains the best financial technology in the industry
