Compliance Officer
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Job Location:
Midrand - South Africa
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Job Description
Ready to make your mark in a leading financial services environment Were looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.
This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety independence and the chance to make real contributions across branches in Kimberley PE Bloem and beyond.
About the role:
As a Compliance Officer youll ensure key regulatory frameworks (FAIS FICA and more) are implemented maintained and monitored across the business. Youll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidance
What youll be doing:
- Maintain and implement the Compliance Risk Management and Monitoring Plan
- Compile compliance reports for internal teams clients and regulators
- Interpret and apply new legislation across the business
- Review marketing materials per Board Notice 92 standards
- Manage FAIS compliance processes and key individual/rep registers
- Support and advise on TCF (Treating Customers Fairly) outcomes
What were looking for:
- BCom Law or LLB qualification (essential)
- RE 1 certification
- FSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)
- 34 years experience in financial services compliance
- Solid understanding of FAIS FICA and related legislation
- Own vehicle and valid drivers license must be willing to travel across the country (fully compensated)
Whats in it for you
- Competitive salary
- Opportunity to work across multiple branches variety and visibility
- Supportive compliance team with room to grow
- Travel costs covered for regional visits
Lets connect!
If youre ready to bring your UK VAT expertise to a fast-paced global setting apply you dont hear back from us within 2 weeks of applying please consider your application unsuccessful. But stay in touch follow us online and keep an eye out for future opportunities.
Required Experience:
Unclear Seniority
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
CA Financial Appointments is a leading financial recruitment agency based in Cape Town. We seek out the best financial talent for our valued clients.
