Compliance and Risk project
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Job Location:
New York City, NY - USA
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Job Requirements:
| Responsibilities |
| o Support Compliance Assessments |
| o Risk Control Self-Assessment remediation |
| Timely Delivery of Documentation |
| Assist in Control Description exercise |
| Assist in Test Script enhancement |
| Assist in Control testing |
| o Core Compliance Risk Assessment related activities |
| o Support Monitoring Testing and Training Activities |
| Perform reconciliation against the launched training |
| Assist in data collection and review of LRR monitoring |
| Assist in documentation collection for Americas Compliance Testing |
| o Support Compliance Governance & Reporting |
| Assemble data for Branch & CUSO Reporting |
| Assist in assembling and preparing Committee materials presentation |
| Assist in assembling KRI metrics |
| o Assemble data for Regulatory Affairs Exams & Inquiries |
| o Based on changes in the business work environment job responsibilities can change and additional functions and tasks may be added or removed accordingly. Additionally this position will perform other duties as required and participate in special projects as deemed necessary and appropriate by Management. |
| Skills & Requirements |
| Education: Bachelors degree |
| Experience: 5-7 years of experience in Financial Services Compliance or Legal |
| Proficient in Microsoft Excel Microsoft Word and other Office products. |
| Excellent research skills |
| Strong writing and analytical skills |
| Strong organizational and time management skills |
| Detailed oriented possess a high level of attention to detail and quality of work product |
Key Skills
- Abinitio
- Apprentice
- Dermatology
- Cost Estimation
- Data Networking
- Liaison
