Investment Operations Client Support Specialist 2

Summary/Objective

Reporting to the Investment Operations Manager the Investment Operations Client Support Specialist 2 is responsible for onsite support related to coordinating implementing and maintaining all investment account openings and service requests while maintaining confidentiality of client information.

Essential Functions

1. Process all new account paperwork for CWA recommended investment programs

1. Process all service requests for existing accounts on CWA recommended investment programs

1. Manage closing accounts

1. Ongoing maintenance of accounts

1. Serve as onsite point of contact between CWA and custodians and thirdparty providers

1. Interact with planning teams and clients when in the office to handle sameday requests

Responsibilities and Duties

1. Prepare all investment related account paperwork

1. Process paperwork including account opening transfer of assets and account changes

1. Process and track account withdrawals deposits and account maintenance requests

1. Specialization in nonstandard investments

1. Track and monitor account requests in process

1. Troubleshoot account issues proactively working with CWA Planning Team members custodians third party providers and clients

1. Coordinate with internal record keeping systems including billing and performance reporting

1. Communicate with clients both inperson and through various electronic methods

1. Processing all new account paperwork for CWA clients along with service requests related to our clients investment accounts

1. Serve as an onsite contact between CWA our clients thirdparty providers and custodians

1. Ad hoc duties as required

This job description is not designed to cover or contain a comprehensive listing of essential functions or responsibilities that are required of the employee for this job. Essential functions and responsibilities and activities may change at any time with or without notice.

Education and Experience

• College degree required preferably in businessrelated field

• 24 years investment experience required with familiarity of investment concepts portfolio strategies asset classes and financial market securities

• Knowledge of qualified pension plans strongly preferred

• Alternative Investment experience strongly preferred

• At least 1 year of experience processing confidential/highly sensitive information

• Strong attention to detail and ability to multitask

• Experience interacting with clients through various channels including inperson and electronic

• Adaptable to changing priorities

• Exceptional communication skills both written and verbal

Travel

No travel is expected for this position.

Work Environment

This job operates in a clerical office setting. This role routinely uses standard office equipment such as computers phones photocopiers filing cabinets and fax machines.

Physical Demands

This is a largely sedentary role; however some filing may be required. This would require the ability to lift files open filing cabinets and bend or stand as necessary.

Position Type and Expected Hours of Work

This is a fulltime exempt position. Days and hours of work are Monday through Friday 8:00 a.m. to 5 p.m. Some flexibility in hours and remote work is allowed based on managements approval; required in office presence on Mondays Thursdays and Fridays or as business need dictates.

Job Compensation & Benefits
Through our competitive compensation and benefits program we seek to attract retain and motivate a highperforming and increasingly diverse Associate population. Our compensation and benefit structure is comprised of many factors including but not limited the size of our Firm our financial position the industry business objectives market salary information benchmark pay levels and practices against the respective peer group (to ensure equal pay for equal work with allowable pay differences based on factors not prohibited by law) and unique circumstances of the Firm that are subject to change.

Compensation
Minimum: $65000 Maximum: $75000

Benefits

Competitive Salary

Employer Paid Medical ShortTerm Disability Accident Life and AD&D Insurance

Dental & Vision Insurance

Unlimited PTO

FirmPaid Holidays Including an Extended Winter Break

Safe Harbor 401k Plan

Generous Employer HSA Contributions

Employer Paid Professional Dues Licenses/Renewals

Continuing Education Resources

Family Planning Assistance Program and Paid Parental Leave

CWA has consistently been recognized from rating services and publications such as:

INSIDE Public Accounting Top 100 Firms

Top Workplaces Financial Services 2024

Top Workplaces Culture Excellence 2024

Accounting Today Top Firm by AUM 2024

USA Today Top Workplaces

Accounting Today Top 100 Firms

Forbes Americas Best Tax & Accounting Firms

INSIDE Public Accounting Top 100 Fastest Growing Firms 2022

Dallas Morning News Top Workplace

Accounting Today Beyond Top 100: Firms to Watch 2020

Accounting Today Regional Leaders Top Firms

INSIDE Public Accounting Beyond the Top

INSIDE Public Accounting Top 200 Firms