Ethics & Compliance Manager Jobs in Hong Kong

DescriptionThis role is based in Hong Kong and will report to the Chief Legal Counsel.We are looking for a smart junior lawyer to join a niche industry and be part of a lean agile and collaborative Legal team supporting our operations in Hong Kong and Macau. If you have a passion to learn this is an...

We are currently seeking a Legal Consultant - Compliance to join our bench and work with our global client in investment management:Requirements:Manage investor due diligence AML/KYC checks and onboarding processes while reviewing and refining legal drafts by third partiesManage investor onboarding...

At Moodys we unite the brightest minds to turn todays risks into tomorrows opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they arewith the freedom to exchange ideas think innovatively and listen to each other and customers in meaningfu...

OverviewSusquehanna is seeking a Compliance Associate to join our team supporting the Institutional Sales Trading Desk. This role will play a key part in the development of our institutional trading platform in APAC including the design and implementation of compliance programs to support the region...

Senior Manager Regulatory Product & Sales Compliance (12 months contract)The Senior Manager (12-month contract) Regulatory Product & Sales Compliance Hong Kong will specialize in compliance advisory and review for product and marketing materials regulatory compliance and sales compliance. This posit...

Circle is a financial technology company at the epicenter of the emerging internet of money where value can finally travel like other digital data globally nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable...

Were looking for a Compliance Officer for Hong Kong. Based in Hong Kong you will work with a growing team of multidisciplinary specialists (Product Treasury Banking Security based in our offices in APAC and HQ in London) to help build world class products in Hong Kong. Youll help manage and strength...

We are currently seeking aCompliance Consultantto support our client a global investment management firm on an ongoing basis/permanent roleResponsibilities: Compliance Support regulatory filings license applications and internal policy implementationProvide compliance support relating to SFC Type 9...

Do you want your voice heard and your actions to count Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 150000 colleagues striving to make a difference for every client organization and community we serve. We stand...

A leading international law firm is seeking a legal professional with 3-5 years PQE/proven experience in risk and regulatory compliance ideally across Asia-Pacific. The role supports the Regional Head of Risk & Compliance and helps deliver consistent high-quality compliance solutions across the regi...

HK Express is Hong Kongs first and only low-cost carrier always offering great value affordable fares on one of the youngest and most modern aircraft fleets in the world.Like you and just like many people across Asia we love to travel and discover new places across the worlds most diverse and dynami...

JLL empowers you to shape a brighter way.Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services advisory and technology for our clients. We are committed to hiring the best most talented people and empowering them to thrive g...

The OpportunityThis Senior Manager Regulatory Product & Sales Compliance will be responsible for providing compliance support and advisory for matters relating to regulatory compliance sales compliance and business initiatives.Position Responsibilities:Provide compliance support for the Regulatory P...

Applications are invited for appointment as Assistant/Deputy Director (Innovation Management and Compliance) in the Technology Transfer Office (Ref.: 533522) (to commence as soon as possible on a two-year fixed-term basis with contract-end gratuity and University contribution to a retirement benefit...

DescriptionConduct impact analysis on new regulatory and internal requirements andcollaborate with business units to implement effective solutionsto capture business opportunitiesSupport business units in maintaining up-to-date policies and procedures to demonstrate compliance with regulations and i...

ResponsibilitiesProvide professional legal advice and support across a wide range of transactions related to growth opportunities for the Corporations business beyond Hong Kong with a strategic focus on the Chinese Mainland to facilitate business development and manage risks effectivelyParticipate i...

Business Management System (Internal Compliance and Assurance)Working closely with the operations to ensure compliance with stated Key Performance Indicators and Objectives & Targets including regular monitoring and reporting to key stakeholders (Client Care Commission Delivery App assurance activit...

About UsWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions tailored to the unique return and risk objectives of institutional clients in more than 60 countries draw on a robust body of pr...

DescriptionThis is your opportunity to join a dynamic team that partners across the business to ensure robust AML/KYC standards. Youll collaborate with stakeholders at all levels drive process enhancements and help shape the future of compliance in Asia Pacific. If you thrive in a fast-paced environ...

Prudentials purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured for our people customers and partners. We provide a platform for our people to do their best work...