Market Surveillance ....
Market Surveillance Director
Posted on :
21-05-2022
Employer Active
1 Vacancy
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Job Description
Req ID : 1079757
- Contribute to the development and evolution of the Market Surveillance department and execute the surveillance monitoring plan, including the continued monitoring and enhancement of surveillance to detect and prevent misconduct, risk assessments and mapping of controls, and market intelligence reporting.
- Oversee analysis related to market incidents and responding to inquiries from regulators and stakeholders.
- Ensure issues detected through surveillance activities are escalated, remediated and documented.
- Draft policies and procedures related to market misconduct.
- Contribute to the design and development of models to enhance surveillance coverage, including but not limited to various forms of conduct risk, compliance policies, and market manipulation.
Employment Type
Remote
Company Industry
Internet / E-commerce / Dotcom
Department / Functional Area
Top Management / Senior Management
Key Skills
- Management
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